SOX Act ensures transparency and accountability in corporate finances for public companies, protecting investors from fraud.
Fed Bank Examiner Allegedly Gave Himself A Little Bonus
The SEC is cracking down on insider trading, exemplified by its lawsuit against a former Richmond Fed supervisor for trading on confidential information.
SOX Compliance Checklist and Requirements
SOX Act ensures transparency and accountability in corporate finances for public companies, protecting investors from fraud.
Fed Bank Examiner Allegedly Gave Himself A Little Bonus
The SEC is cracking down on insider trading, exemplified by its lawsuit against a former Richmond Fed supervisor for trading on confidential information.
Senior Federal Reserve Official Who Blasted Bitcoin Now Says He'll Have an Open Mind
Federal Reserve President Neel Kashkari is beginning to reconsider his critical stance on cryptocurrencies but remains skeptical about their practical applications.
Everything Wall Street Is Buying After Trump's Historic Win
Wall Street surged following the Trump victory, reflecting optimism about significant market changes and reduced regulation.
Kemi Badenoch is the new Leader of the Conservative Party
Badenoch's election indicates a potential shift in Conservative leadership regarding the crypto sector, lacking vocal support for its growth.
Cryptocurrency has rebounded significantly, showing resilience in the face of past failures and becoming a major political influence.
Crypto and Policy: A Week of Major Developments in the Crypto Ecosystem | HackerNoon
Cryptocurrency is significantly influencing political campaigns and financial markets, with over $180 million in donations to pro-crypto candidates this election cycle.
Here's what a Harris presidency might look like for Wall Street
A potential Democratic administration led by Vice President Kamala Harris would likely advance President Joe Biden's agenda of tough financial rules.
As Japan Election Looms, Political Parties Emphasize Need to Reform Crypto Tax Regulations
Japan's political parties are advocating for reform in crypto tax regulation leading to significant potential changes before the national elections.
Anti-Bitcoin: What Does BTC Need to Be to Actually Replace Fiat? | HackerNoon
Cryptocurrency serves as a means to evade financial oversight, rather than replace traditional finance.
Crypto Is So Back
Cryptocurrency has rebounded significantly, showing resilience in the face of past failures and becoming a major political influence.
Crypto and Policy: A Week of Major Developments in the Crypto Ecosystem | HackerNoon
Cryptocurrency is significantly influencing political campaigns and financial markets, with over $180 million in donations to pro-crypto candidates this election cycle.
Here's what a Harris presidency might look like for Wall Street
A potential Democratic administration led by Vice President Kamala Harris would likely advance President Joe Biden's agenda of tough financial rules.
As Japan Election Looms, Political Parties Emphasize Need to Reform Crypto Tax Regulations
Japan's political parties are advocating for reform in crypto tax regulation leading to significant potential changes before the national elections.
Anti-Bitcoin: What Does BTC Need to Be to Actually Replace Fiat? | HackerNoon
Cryptocurrency serves as a means to evade financial oversight, rather than replace traditional finance.
SEC Approves Options Trading on BlackRock's Spot Bitcoin ETF IBIT
The SEC approved options trading on BlackRock's Bitcoin ETF, enabling physically settled contracts and enhancing Bitcoin market liquidity.
Those Keurig Coffee Pods? They're Not So Recyclable, the S.E.C. Says.
Keurig Dr Pepper faces SEC fines for inaccurate recycling claims, highlighting regulatory focus on corporate accountability in environmental marketing.
SEC Commissioner Mark Uyeda Calls for S-1 Form Tailored for Digital Assets
The SEC should adapt its S-1 form specifically for digital assets, according to Commissioner Mark Uyeda.
Ken Griffin Not Interested In Paying To Let The SEC Keep An Eye On Ken Griffin
Ken Griffin strategically manages expenses and taxes while opposing new financial burdens on brokers related to the Consolidated Audit Trail.
SEC Approves Options Trading on BlackRock's Spot Bitcoin ETF IBIT
The SEC approved options trading on BlackRock's Bitcoin ETF, enabling physically settled contracts and enhancing Bitcoin market liquidity.
Those Keurig Coffee Pods? They're Not So Recyclable, the S.E.C. Says.
Keurig Dr Pepper faces SEC fines for inaccurate recycling claims, highlighting regulatory focus on corporate accountability in environmental marketing.
SEC Commissioner Mark Uyeda Calls for S-1 Form Tailored for Digital Assets
The SEC should adapt its S-1 form specifically for digital assets, according to Commissioner Mark Uyeda.
Ken Griffin Not Interested In Paying To Let The SEC Keep An Eye On Ken Griffin
Ken Griffin strategically manages expenses and taxes while opposing new financial burdens on brokers related to the Consolidated Audit Trail.
China gives PwC 47m fine and six-month ban over Evergrande
PwC's China division received a six-month ban and a 441 million yuan fine for poor auditing of Evergrande, affecting investor trust.
Big banks fall short on climate risk plans says U.S. regulator
Major U.S. banks are inadequately prepared to manage climate change risks, with significant disparities in their risk assessment and integration efforts.
Why gift card fraud slips through the cracks of America's banking regulation system
Banking fraud protections in the U.S. have historically lagged behind criminal strategies due to the evolution of the banking system.
Australian Securities Regulator Nabbed More Than 600 Crypto Investment Scams in a Year
ASIC closed down 615 cryptocurrency scams, tackling a significant rise in investment fraud with Australians losing A$1.3 billion last year.
How will homebuying's commission mess end? Wall Street offers a clue
The home-selling industry is experiencing significant changes similar to past shifts in financial markets, particularly regarding commission structures and buyer-seller dynamics.
FranShares has a new approach to passive income, letting people invest in franchises for as little as $500 | TechCrunch
Investing in franchises through FranShares offers a new form of passive income.
FINRA wants Wall Street to stop blaming it for return-to-office mandates
FINRA's new rules are not meant to force a return to the office but to provide member firms with greater flexibility.
Buy-now, pay-later returns and disputes are about to get federal oversight
Consumer Financial Protection Bureau requires buy-now, pay-later lenders to offer same protections as credit card companies.
Supreme Court Rejects Challenge to Consumer Watchdog's Funding
The Supreme Court rejected a challenge to the funding of the Consumer Financial Protection Bureau, preserving the agency's ability to regulate financial practices.
Buy-now, pay-later returns and disputes are about to get federal oversight
Consumer Financial Protection Bureau requires buy-now, pay-later lenders to offer same protections as credit card companies.
Supreme Court Rejects Challenge to Consumer Watchdog's Funding
The Supreme Court rejected a challenge to the funding of the Consumer Financial Protection Bureau, preserving the agency's ability to regulate financial practices.
The Morning Risk Report: More Regulators Eye Whistleblower Award Programs Hoping for Insider Tips
Regulators globally are increasingly adopting cash-for-tips programs to encourage whistleblowers, signaling a shift in momentum towards rewarding useful information.
Unfair banking' and damaging' financial rules harming UK's small firms, MPs warn
Unfair banking practices and damaging financial regulators are impeding small business growth and innovation.