#sec

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#college-basketball
The Ringer
2 days ago
Miscellaneous

One Shining Preview: The SEC With Nate Oats and J. Kyle Mann

Alabama's no. 2 preseason ranking showcases the team's talent and sets high expectations for the upcoming season. [ more ]
ESPN.com
1 week ago
Miscellaneous

Calipari rooting for Pope, 'perfect' hire for UK

Mark Pope is seen as the perfect choice to succeed John Calipari as Kentucky men's basketball coach due to his connection to the program. [ more ]
The Ringer
2 days ago
Miscellaneous

One Shining Preview: The SEC With Nate Oats and J. Kyle Mann

Alabama's no. 2 preseason ranking showcases the team's talent and sets high expectations for the upcoming season. [ more ]
ESPN.com
1 week ago
Miscellaneous

Calipari rooting for Pope, 'perfect' hire for UK

Mark Pope is seen as the perfect choice to succeed John Calipari as Kentucky men's basketball coach due to his connection to the program. [ more ]
morecollege-basketball
#cybersecurity
TechCrunch
2 days ago
Information security

SEC fines four companies $7 million for 'misleading cyber disclosures' regarding SolarWinds hack | TechCrunch

The SEC charged four companies for misleading disclosures regarding the 2019 SolarWinds data breach, impacting investor awareness. [ more ]
Theregister
2 days ago
Information security

4 tech firms settle with SEC over SolarWinds disclosures

Four tech companies agreed to pay penalties for misleading investors about their exposure to the SolarWinds hack. [ more ]
www.bbc.com
6 days ago
Information security

Alleged Bitcoin hacker searched 'signs the FBI is after you'

Eric Council Jr. allegedly hacked the SEC's X account, manipulating Bitcoin's market price and indicating an awareness of potential investigations against him. [ more ]
TechCrunch
1 week ago
Miscellaneous

Feds arrest man who allegedly participated in hack of the SEC's X account, boosting Bitcoin's price | TechCrunch

The SEC X account hack was orchestrated by Eric Council Jr. through a SIM swap, leading to significant market manipulation. [ more ]
Coindesk
1 week ago
Cryptocurrency

FBI Arrests Alleged SEC Hacker Linked to Fake Tweet Saying Bitcoin ETFs Were Approved

A man was arrested for hacking the SEC's X account to falsely announce Bitcoin ETF approvals, affecting market prices. [ more ]
TechCrunch
2 days ago
Information security

SEC fines four companies $7 million for 'misleading cyber disclosures' regarding SolarWinds hack | TechCrunch

The SEC charged four companies for misleading disclosures regarding the 2019 SolarWinds data breach, impacting investor awareness. [ more ]
Theregister
2 days ago
Information security

4 tech firms settle with SEC over SolarWinds disclosures

Four tech companies agreed to pay penalties for misleading investors about their exposure to the SolarWinds hack. [ more ]
www.bbc.com
6 days ago
Information security

Alleged Bitcoin hacker searched 'signs the FBI is after you'

Eric Council Jr. allegedly hacked the SEC's X account, manipulating Bitcoin's market price and indicating an awareness of potential investigations against him. [ more ]
TechCrunch
1 week ago
Miscellaneous

Feds arrest man who allegedly participated in hack of the SEC's X account, boosting Bitcoin's price | TechCrunch

The SEC X account hack was orchestrated by Eric Council Jr. through a SIM swap, leading to significant market manipulation. [ more ]
Coindesk
1 week ago
Cryptocurrency

FBI Arrests Alleged SEC Hacker Linked to Fake Tweet Saying Bitcoin ETFs Were Approved

A man was arrested for hacking the SEC's X account to falsely announce Bitcoin ETF approvals, affecting market prices. [ more ]
morecybersecurity
#cryptocurrency
Coindesk
2 days ago
Cryptocurrency

Gary Gensler's Contentious Reign Over Crypto Approaches Its Twilight

Gary Gensler's tenure as SEC Chair may end soon, raising hopes for the crypto industry after a period of stringent regulation. [ more ]
Coindesk
1 week ago
Miscellaneous

Coinbase Escalates SEC Fight Over the Agency's Inside Chatter on ETH

Coinbase is seeking SEC documents to clarify the agency's stance on crypto tokens as securities through legal channels. [ more ]
Coindesk
2 weeks ago
Miscellaneous

SEC Sues Crypto Market Maker Cumberland DRW

The SEC alleges Cumberland DRW operated as an unregistered securities dealer, trading cryptocurrencies viewed as unregistered securities.
Cumberland's promotion of specific cryptocurrencies led to investor expectations of profit, triggering SEC's legal actions. [ more ]
Coindesk
2 weeks ago
Miscellaneous

Gary Gensler, We're Gonna Miss You (Not)

Gensler's comments indicate strong skepticism regarding the future role of cryptocurrencies in financial systems. [ more ]
Coindesk
2 weeks ago
Miscellaneous

SEC Chair Gary Gensler on Crypto: 'It's Unlikely This Stuff Is Gonna Be a Currency'

Cryptocurrencies are unlikely to become widely adopted as payment methods.
The future utility of cryptocurrencies depends on their disclosure and perceived value. [ more ]
The Verge
3 weeks ago
Miscellaneous

The SEC is appealing a federal court's ruling on Ripple

SEC appeals ruling in Ripple case, citing conflict with Supreme Court precedent. [ more ]
Coindesk
2 days ago
Cryptocurrency

Gary Gensler's Contentious Reign Over Crypto Approaches Its Twilight

Gary Gensler's tenure as SEC Chair may end soon, raising hopes for the crypto industry after a period of stringent regulation. [ more ]
Coindesk
1 week ago
Miscellaneous

Coinbase Escalates SEC Fight Over the Agency's Inside Chatter on ETH

Coinbase is seeking SEC documents to clarify the agency's stance on crypto tokens as securities through legal channels. [ more ]
Coindesk
2 weeks ago
Miscellaneous

SEC Sues Crypto Market Maker Cumberland DRW

The SEC alleges Cumberland DRW operated as an unregistered securities dealer, trading cryptocurrencies viewed as unregistered securities.
Cumberland's promotion of specific cryptocurrencies led to investor expectations of profit, triggering SEC's legal actions. [ more ]
Coindesk
2 weeks ago
Miscellaneous

Gary Gensler, We're Gonna Miss You (Not)

Gensler's comments indicate strong skepticism regarding the future role of cryptocurrencies in financial systems. [ more ]
Coindesk
2 weeks ago
Miscellaneous

SEC Chair Gary Gensler on Crypto: 'It's Unlikely This Stuff Is Gonna Be a Currency'

Cryptocurrencies are unlikely to become widely adopted as payment methods.
The future utility of cryptocurrencies depends on their disclosure and perceived value. [ more ]
The Verge
3 weeks ago
Miscellaneous

The SEC is appealing a federal court's ruling on Ripple

SEC appeals ruling in Ripple case, citing conflict with Supreme Court precedent. [ more ]
morecryptocurrency
#securities-fraud
Miami Herald
2 days ago
Business

Miami men will pay $1.29 million after alleged fraud targeting Miami Venezuelans

Two Venezuelan citizens committed securities fraud against investors, leading to significant financial penalties. [ more ]
Theregister
1 week ago
Miscellaneous

VMware pays up $102.5M in securities fraud settlement

VMware pays $102.5 million to settle allegations of securities fraud over misleading revenue practices. [ more ]
Miami Herald
2 days ago
Business

Miami men will pay $1.29 million after alleged fraud targeting Miami Venezuelans

Two Venezuelan citizens committed securities fraud against investors, leading to significant financial penalties. [ more ]
Theregister
1 week ago
Miscellaneous

VMware pays up $102.5M in securities fraud settlement

VMware pays $102.5 million to settle allegations of securities fraud over misleading revenue practices. [ more ]
moresecurities-fraud
#college-football
ESPN.com
3 days ago
Miscellaneous

Oklahoma turns to QB Arnold for Ole Miss game

Oklahoma's Jackson Arnold returns as starting quarterback following a coaching shakeup and poor offensive performance. [ more ]
ESPN.com
5 days ago
Miscellaneous

Welcome to the wild new SEC, where nothing -- outside of Georgia dominating -- makes much sense

Georgia's transformation after a heavy loss signals their resilience and highlight their status as elite in college football. [ more ]
www.nytimes.com
6 days ago
Miscellaneous

Wild Tennessee rivalry win against Alabama puts Tide in perilous Playoff bubble position

Tennessee's win against Alabama diminishes the Tide's College Football Playoff hopes, marking a pivotal moment in their rivalry. [ more ]
ESPN.com
5 days ago
Miscellaneous

UGA weathers bizarre call to topple No. 1 Texas

Georgia Bulldogs delivered a powerful 30-15 upset against Texas, marking their first complete game of the season with a standout defensive performance. [ more ]
www.nytimes.com
1 week ago
Miscellaneous

Week 8's top 10 college football games: Georgia-Texas, Alabama-Tennessee and much more

Week 8 of college football features exciting matchups including a top-five clash, rivalry games, and potential playoff implications. [ more ]
ESPN.com
6 days ago
Miscellaneous

Sooners QB Arnold enters game, burns redshirt

Jackson Arnold's return as quarterback was pivotal for Oklahoma, marking a key moment in their challenging SEC season. [ more ]
ESPN.com
3 days ago
Miscellaneous

Oklahoma turns to QB Arnold for Ole Miss game

Oklahoma's Jackson Arnold returns as starting quarterback following a coaching shakeup and poor offensive performance. [ more ]
ESPN.com
5 days ago
Miscellaneous

Welcome to the wild new SEC, where nothing -- outside of Georgia dominating -- makes much sense

Georgia's transformation after a heavy loss signals their resilience and highlight their status as elite in college football. [ more ]
www.nytimes.com
6 days ago
Miscellaneous

Wild Tennessee rivalry win against Alabama puts Tide in perilous Playoff bubble position

Tennessee's win against Alabama diminishes the Tide's College Football Playoff hopes, marking a pivotal moment in their rivalry. [ more ]
ESPN.com
5 days ago
Miscellaneous

UGA weathers bizarre call to topple No. 1 Texas

Georgia Bulldogs delivered a powerful 30-15 upset against Texas, marking their first complete game of the season with a standout defensive performance. [ more ]
www.nytimes.com
1 week ago
Miscellaneous

Week 8's top 10 college football games: Georgia-Texas, Alabama-Tennessee and much more

Week 8 of college football features exciting matchups including a top-five clash, rivalry games, and potential playoff implications. [ more ]
ESPN.com
6 days ago
Miscellaneous

Sooners QB Arnold enters game, burns redshirt

Jackson Arnold's return as quarterback was pivotal for Oklahoma, marking a key moment in their challenging SEC season. [ more ]
morecollege-football
#fraud
ITPro
3 days ago
Miscellaneous

IT exec accused of falsifying data center certifications to win millions in government contracts

CEO Deepak Jain was indicted for fraud, accused of faking data center reliability certifications to secure a $10.7 million SEC contract. [ more ]
Theregister
1 week ago
Miscellaneous

DoJ charges datacenter CEO with fraud for resilience fibs

Fraudulent claims about datacenter qualifications allegedly led to serious legal charges against the CEO of an IT firm involved with the SEC. [ more ]
Los Angeles Times
3 weeks ago
California

Paul A. Bilzerian ran cannabis company while owing government more than $180 million, feds allege

Paul A. Bilzerian was indicted for evading a $180 million SEC judgment while controlling a cannabis company through his son. [ more ]
Coindesk
4 weeks ago
Privacy professionals

TrustToken, TrueCoin Settle With SEC Over Fraud Accusations in Stablecoin Investing

Archblock and TrueUSD firms settled SEC accusations of fraud and misrepresentation regarding the TUSD stablecoin. [ more ]
ITPro
3 days ago
Miscellaneous

IT exec accused of falsifying data center certifications to win millions in government contracts

CEO Deepak Jain was indicted for fraud, accused of faking data center reliability certifications to secure a $10.7 million SEC contract. [ more ]
Theregister
1 week ago
Miscellaneous

DoJ charges datacenter CEO with fraud for resilience fibs

Fraudulent claims about datacenter qualifications allegedly led to serious legal charges against the CEO of an IT firm involved with the SEC. [ more ]
Los Angeles Times
3 weeks ago
California

Paul A. Bilzerian ran cannabis company while owing government more than $180 million, feds allege

Paul A. Bilzerian was indicted for evading a $180 million SEC judgment while controlling a cannabis company through his son. [ more ]
Coindesk
4 weeks ago
Privacy professionals

TrustToken, TrueCoin Settle With SEC Over Fraud Accusations in Stablecoin Investing

Archblock and TrueUSD firms settled SEC accusations of fraud and misrepresentation regarding the TUSD stablecoin. [ more ]
morefraud
#market-regulation
Coindesk
6 days ago
Cryptocurrency

NYSE, Cboe Win SEC Approval for Bitcoin ETF Options

The SEC's approval of options trading on Bitcoin ETFs is set to enhance market liquidity and attract institutional interest in cryptocurrencies. [ more ]
Fortune
1 month ago
Business

SEC finalizes overhaul of stock pricing, exchange fee structure

The SEC's new rules allow stocks and ETFs to be quoted in half-penny increments, enhancing market efficiency and competitiveness. [ more ]
Coindesk
6 days ago
Cryptocurrency

NYSE, Cboe Win SEC Approval for Bitcoin ETF Options

The SEC's approval of options trading on Bitcoin ETFs is set to enhance market liquidity and attract institutional interest in cryptocurrencies. [ more ]
Fortune
1 month ago
Business

SEC finalizes overhaul of stock pricing, exchange fee structure

The SEC's new rules allow stocks and ETFs to be quoted in half-penny increments, enhancing market efficiency and competitiveness. [ more ]
moremarket-regulation
#bitcoin
Fast Company
6 days ago
Cryptocurrency

25 year-old Alabama man arrested for January hack of SEC's X account

An Alabama man was arrested for his role in hacking the SEC's social media account, causing bitcoin's price to spike. [ more ]
Theregister
6 days ago
Information security

Man charged over market-manipulating SEC X account takeover

Eric Council Jr. allegedly manipulated Bitcoin's price by hacking the SEC's X account, leading to a significant price spike and subsequent crash. [ more ]
Engadget
1 week ago
Miscellaneous

The FBI arrested an Alabama man for allegedly helping hack the SEC's X account

A 25-year-old man was arrested for his role in hacking the SEC's X account and falsely claiming bitcoin ETF approvals. [ more ]
Nextgov.com
1 week ago
Miscellaneous

FBI arrests man accused of hacking SEC's X account in January

An Alabama man, Eric Council Jr., was arrested for hacking the SEC's X account, misleadingly announcing Bitcoin ETF approvals, causing a market spike. [ more ]
Bitcoin Magazine - Bitcoin News, Articles and Expert Insights
1 month ago
Cryptocurrency

SEC Approves Options Trading on BlackRock's Spot Bitcoin ETF IBIT

The SEC approved options trading on BlackRock's Bitcoin ETF, enabling physically settled contracts and enhancing Bitcoin market liquidity. [ more ]
Fortune Crypto
1 month ago
Cryptocurrency

SEC signals retreat from Ethereum in its latest settlement with crypto platform eToro

The SEC's settlement with eToro marks a concession on Ethereum's regulatory status, allowing its operation alongside Bitcoin and Bitcoin Cash. [ more ]
Fast Company
6 days ago
Cryptocurrency

25 year-old Alabama man arrested for January hack of SEC's X account

An Alabama man was arrested for his role in hacking the SEC's social media account, causing bitcoin's price to spike. [ more ]
Theregister
6 days ago
Information security

Man charged over market-manipulating SEC X account takeover

Eric Council Jr. allegedly manipulated Bitcoin's price by hacking the SEC's X account, leading to a significant price spike and subsequent crash. [ more ]
Engadget
1 week ago
Miscellaneous

The FBI arrested an Alabama man for allegedly helping hack the SEC's X account

A 25-year-old man was arrested for his role in hacking the SEC's X account and falsely claiming bitcoin ETF approvals. [ more ]
Nextgov.com
1 week ago
Miscellaneous

FBI arrests man accused of hacking SEC's X account in January

An Alabama man, Eric Council Jr., was arrested for hacking the SEC's X account, misleadingly announcing Bitcoin ETF approvals, causing a market spike. [ more ]
Bitcoin Magazine - Bitcoin News, Articles and Expert Insights
1 month ago
Cryptocurrency

SEC Approves Options Trading on BlackRock's Spot Bitcoin ETF IBIT

The SEC approved options trading on BlackRock's Bitcoin ETF, enabling physically settled contracts and enhancing Bitcoin market liquidity. [ more ]
Fortune Crypto
1 month ago
Cryptocurrency

SEC signals retreat from Ethereum in its latest settlement with crypto platform eToro

The SEC's settlement with eToro marks a concession on Ethereum's regulatory status, allowing its operation alongside Bitcoin and Bitcoin Cash. [ more ]
morebitcoin
Coindesk
1 week ago
Miscellaneous

Bitnomial Exchange Sues U.S. SEC, Alleging Regulatory Overreach

Bitnomial Exchange is suing the SEC for overstepping its authority in regulating XRP futures, claiming jurisdiction belongs to the CFTC. [ more ]
Coindesk
2 weeks ago
Miscellaneous

Ripple Plans 'Cross-Appeal' in SEC Case

Ripple Labs seeks to protect its legal arguments through a cross-appeal against the SEC's ongoing appeal regarding XRP. [ more ]
#recyclability
Earth911
2 weeks ago
Miscellaneous

Keurig Dr Pepper Hit With SEC Fine Over Misleading K-Cup Recycling Claims

Keurig Dr Pepper's deceptive claims about K-Cup recyclability led to a $15 million fine from the SEC, highlighting the scrutiny on greenwashing practices. [ more ]
www.npr.org
1 month ago
US news

Keurig misled the public over claims its K-Cup pods are 100% recyclable, the SEC says

Keurig paid $1.5 million for misleading claims about K-Cup recyclability, raising environmental concerns and affecting consumer choices. [ more ]
Boston.com
1 month ago
US news

Keurig to pay $1.5M settlement over statements on the recyclability of its K-Cup drink pods

Keurig Dr Pepper to pay $1.5 million for misleading recyclability claims regarding K-Cup pods, without admitting or denying the SEC's findings. [ more ]
www.nytimes.com
1 month ago
Digital life

Those Keurig Coffee Pods? They're Not So Recyclable, the S.E.C. Says.

Keurig Dr Pepper faces SEC fines for inaccurate recycling claims, highlighting regulatory focus on corporate accountability in environmental marketing. [ more ]
Earth911
2 weeks ago
Miscellaneous

Keurig Dr Pepper Hit With SEC Fine Over Misleading K-Cup Recycling Claims

Keurig Dr Pepper's deceptive claims about K-Cup recyclability led to a $15 million fine from the SEC, highlighting the scrutiny on greenwashing practices. [ more ]
www.npr.org
1 month ago
US news

Keurig misled the public over claims its K-Cup pods are 100% recyclable, the SEC says

Keurig paid $1.5 million for misleading claims about K-Cup recyclability, raising environmental concerns and affecting consumer choices. [ more ]
Boston.com
1 month ago
US news

Keurig to pay $1.5M settlement over statements on the recyclability of its K-Cup drink pods

Keurig Dr Pepper to pay $1.5 million for misleading recyclability claims regarding K-Cup pods, without admitting or denying the SEC's findings. [ more ]
www.nytimes.com
1 month ago
Digital life

Those Keurig Coffee Pods? They're Not So Recyclable, the S.E.C. Says.

Keurig Dr Pepper faces SEC fines for inaccurate recycling claims, highlighting regulatory focus on corporate accountability in environmental marketing. [ more ]
morerecyclability
Coindesk
2 weeks ago
Miscellaneous

Crypto.com Sues SEC, Chair Gary Gensler After Receiving Wells Notice

Crypto.com has sued the SEC over a Wells Notice, challenging regulatory actions against cryptocurrency sales.
The exchange argues the SEC is unlawfully expanding its jurisdiction regarding secondary-market token sales.
Crypto.com is also seeking clarity on CFTC's exclusive regulation of certain derivative products.
Cronos token price fell by 4.7% after the lawsuit announcement, reflecting market reaction to legal issues. [ more ]
#college-football-playoff
www.mercurynews.com
2 weeks ago
Soccer (FIFA)

On college football: What the upcoming Big Ten-SEC meeting means for college football (now and in the future)

Big Ten and SEC are holding a crucial meeting to discuss significant issues affecting the future of college sports and its billion-dollar industry. [ more ]
www.nytimes.com
3 weeks ago
Miscellaneous

Top college football games to watch in October with Playoff stakes

October mark key conference games which shape College Football Playoff aspirations. [ more ]
www.nytimes.com
1 month ago
Austin

College Football Playoff 2024 projections: SEC, Big Ten dominate my 12-team bracket

The College Football Playoff bracket remains the same for conference champions but is adjusting for team performances weekly. [ more ]
www.mercurynews.com
2 weeks ago
Soccer (FIFA)

On college football: What the upcoming Big Ten-SEC meeting means for college football (now and in the future)

Big Ten and SEC are holding a crucial meeting to discuss significant issues affecting the future of college sports and its billion-dollar industry. [ more ]
www.nytimes.com
3 weeks ago
Miscellaneous

Top college football games to watch in October with Playoff stakes

October mark key conference games which shape College Football Playoff aspirations. [ more ]
www.nytimes.com
1 month ago
Austin

College Football Playoff 2024 projections: SEC, Big Ten dominate my 12-team bracket

The College Football Playoff bracket remains the same for conference champions but is adjusting for team performances weekly. [ more ]
morecollege-football-playoff
ESPN.com
2 weeks ago
Miscellaneous

Vanderbilt, Arkansas fined for fans storming field

The SEC fined Vanderbilt and Arkansas for fans storming the field after significant upsets, enforcing stricter penalties for future violations. [ more ]
InsideEVs
2 weeks ago
Alternative transportation

Fisker Is Under Investigation By The Feds

Fisker is under investigation by the SEC regarding potential violations of federal securities laws related to its pre-bankruptcy activities. [ more ]
#elon-musk
Fortune
3 weeks ago
Miscellaneous

Elon Musk set to face SEC investigators after skipping last meeting

Musk's SEC interview focuses on allegations of delayed disclosure related to his Twitter share acquisitions. [ more ]
www.bbc.com
3 weeks ago
New York City

Musk faces regulators' questions over X takeover - but will he show up?

Elon Musk must answer further legal questions about his Twitter acquisition amid SEC investigations regarding stake disclosure delays. [ more ]
TechCrunch
1 month ago
Cars

Elon Musk threatened with SEC sanctions for failing to appear in court | TechCrunch

Elon Musk faces SEC sanctions after skipping a mandated court appearance related to his Twitter acquisition probe. [ more ]
New York Post
1 month ago
Cars

Feds seek sanctions against Elon Musk after tech mogul skipped testimony for probe into $44B Twitter takeover

The SEC seeks sanctions against Elon Musk for not appearing for testimony in its Twitter takeover investigation. [ more ]
Fortune
3 weeks ago
Miscellaneous

Elon Musk set to face SEC investigators after skipping last meeting

Musk's SEC interview focuses on allegations of delayed disclosure related to his Twitter share acquisitions. [ more ]
www.bbc.com
3 weeks ago
New York City

Musk faces regulators' questions over X takeover - but will he show up?

Elon Musk must answer further legal questions about his Twitter acquisition amid SEC investigations regarding stake disclosure delays. [ more ]
TechCrunch
1 month ago
Cars

Elon Musk threatened with SEC sanctions for failing to appear in court | TechCrunch

Elon Musk faces SEC sanctions after skipping a mandated court appearance related to his Twitter acquisition probe. [ more ]
New York Post
1 month ago
Cars

Feds seek sanctions against Elon Musk after tech mogul skipped testimony for probe into $44B Twitter takeover

The SEC seeks sanctions against Elon Musk for not appearing for testimony in its Twitter takeover investigation. [ more ]
moreelon-musk
#crypto
Coindesk
3 weeks ago
Privacy professionals

SEC Enforcement Director Gurbir Grewal Is Leaving the Agency

Gurbir Grewal is stepping down as SEC's enforcement director after three years, recognized for significant contributions to investor protection and crypto enforcement. [ more ]
Coindesk
1 month ago
Privacy professionals

'We are Running Out of Time': U.S. House Democrat Urges Stablecoin Bill Compromise

Bipartisan efforts on stablecoin legislation may succeed if urgency is recognized by Congress before the session concludes. [ more ]
Coindesk
1 month ago
Cryptocurrency

SEC's Crypto Record Rebuked by Ex-Commissioner, GOP Lawmakers in Hearing

The SEC is criticized for its regulatory uncertainty and inaction on digital assets amidst pressures from crypto industry advocates. [ more ]
Coindesk
1 month ago
Cryptocurrency

Second U.S. Firm tZero Said to Become Crypto Broker Dealer Under SEC Oversight

tZero Group Inc. achieves special purpose crypto broker-dealer status, allowing custody of digital asset securities under SEC oversight. [ more ]
Coindesk
3 weeks ago
Privacy professionals

SEC Enforcement Director Gurbir Grewal Is Leaving the Agency

Gurbir Grewal is stepping down as SEC's enforcement director after three years, recognized for significant contributions to investor protection and crypto enforcement. [ more ]
Coindesk
1 month ago
Privacy professionals

'We are Running Out of Time': U.S. House Democrat Urges Stablecoin Bill Compromise

Bipartisan efforts on stablecoin legislation may succeed if urgency is recognized by Congress before the session concludes. [ more ]
Coindesk
1 month ago
Cryptocurrency

SEC's Crypto Record Rebuked by Ex-Commissioner, GOP Lawmakers in Hearing

The SEC is criticized for its regulatory uncertainty and inaction on digital assets amidst pressures from crypto industry advocates. [ more ]
Coindesk
1 month ago
Cryptocurrency

Second U.S. Firm tZero Said to Become Crypto Broker Dealer Under SEC Oversight

tZero Group Inc. achieves special purpose crypto broker-dealer status, allowing custody of digital asset securities under SEC oversight. [ more ]
morecrypto
London Business News | Londonlovesbusiness.com
3 weeks ago
Privacy professionals

US authorities fine insider traders $66.8 million in 2024 - London Business News | Londonlovesbusiness.com

Insider trading cases are a significant focus for the SEC, with high monetary penalties reflecting their impact on market integrity. [ more ]
#crypto-regulation
Coindesk
3 weeks ago
Business

Mango Markets Agrees to Destroy MNGO Tokens in SEC Settlement

Mango DAO and related entities settled charges with SEC over unregistered securities, agreeing to destroy MNGO tokens and pay fines. [ more ]
Coindesk
1 month ago
Privacy professionals

Consensys Suit Against U.S. SEC Dismissed by Texas Court

Consensys' lawsuit against the SEC was deemed unwarranted as the legal danger it faced had ceased with the closure of the Ethereum probe. [ more ]
Fortune Crypto
1 month ago
Cryptocurrency

SEC and FINRA make tZero second recipient of special crypto license following controversial Prometheum approval

tZero received a unique SEC license to custody digital asset securities, marking a step towards regulatory clarity in the crypto industry. [ more ]
Coindesk
3 weeks ago
Business

Mango Markets Agrees to Destroy MNGO Tokens in SEC Settlement

Mango DAO and related entities settled charges with SEC over unregistered securities, agreeing to destroy MNGO tokens and pay fines. [ more ]
Coindesk
1 month ago
Privacy professionals

Consensys Suit Against U.S. SEC Dismissed by Texas Court

Consensys' lawsuit against the SEC was deemed unwarranted as the legal danger it faced had ceased with the closure of the Ethereum probe. [ more ]
Fortune Crypto
1 month ago
Cryptocurrency

SEC and FINRA make tZero second recipient of special crypto license following controversial Prometheum approval

tZero received a unique SEC license to custody digital asset securities, marking a step towards regulatory clarity in the crypto industry. [ more ]
morecrypto-regulation
Fortune
4 weeks ago
Growth hacking

DraftKings fined over CEO's LinkedIn post

DraftKings was penalized by the SEC for violating selective disclosure rules regarding growth information shared on personal social media accounts. [ more ]
Coindesk
4 weeks ago
Cryptocurrency

Utah Judge Rules SEC's Case Against Alleged Crypto Mining Scam Green United Can Proceed to Trial

The SEC lawsuit against Green United can proceed, revealing significant allegations of fraud in the crypto investment scheme. [ more ]
#crypto-assets
Coindesk
4 weeks ago
Privacy professionals

The Galois Capital Settlement Signals a New Era for Digital Asset Custody

The SEC settlement with Galois Capital signals tighter regulations on digital asset custody and emphasizes the necessity for RIAs to comply with custody standards. [ more ]
Coindesk
1 month ago
Cryptocurrency

EToro Reaches $1.5M SEC Settlement, Agrees to Stop Trading Most Cryptocurrencies

eToro will limit trading to select crypto assets after settling SEC charges. [ more ]
Coindesk
1 month ago
Privacy professionals

SEC Might Challenge FTX Bankruptcy Estate From Paying Back Customers With Stablecoins

The SEC is challenging the FTX bankruptcy plan, questioning the legality of using crypto assets for creditor distributions. [ more ]
Coindesk
4 weeks ago
Privacy professionals

The Galois Capital Settlement Signals a New Era for Digital Asset Custody

The SEC settlement with Galois Capital signals tighter regulations on digital asset custody and emphasizes the necessity for RIAs to comply with custody standards. [ more ]
Coindesk
1 month ago
Cryptocurrency

EToro Reaches $1.5M SEC Settlement, Agrees to Stop Trading Most Cryptocurrencies

eToro will limit trading to select crypto assets after settling SEC charges. [ more ]
Coindesk
1 month ago
Privacy professionals

SEC Might Challenge FTX Bankruptcy Estate From Paying Back Customers With Stablecoins

The SEC is challenging the FTX bankruptcy plan, questioning the legality of using crypto assets for creditor distributions. [ more ]
morecrypto-assets
www.nytimes.com
1 month ago
San Francisco 49ers

What stat matters most in college football? Keep an eye on explosive play margin

Explosive plays are vital in determining the outcome of football games, with explosive play margin being a key statistical indicator. [ more ]
www.mediaite.com
1 month ago
Left-wing politics

Billionaire Bill Ackman Mistakenly Asks College Sports Conference to Do Something About Dubious ABC News Debate Whistleblower'

Bill Ackman mistakenly called for an investigation into ABC's actions regarding a presidential debate, highlighting confusion in a politically charged discourse. [ more ]
Coindesk
1 month ago
Privacy professionals

FTX's Accounting Firm Prager Metis to Pay SEC $1.95M to Settle Negligence Allegations

Prager Metis to pay $745,000 to settle SEC misconduct allegations related to its audit of FTX and $1.2 million for violating auditor independence rules. [ more ]
Fortune
1 month ago
Privacy professionals

FirstEnergy ordered to pay $100 million for its role in scheme to bribe state officials

FirstEnergy Corp has been fined $100 million for misleading investors about its involvement in a major bribery scandal related to nuclear plant bailouts. [ more ]
Barrons
1 month ago
Marketing

SEC Marketing Rule Sweep Dings 9 Advisory Firms for $1.2 Million

New SEC Marketing Rule allows innovative advertising but raises compliance concerns for advisors. [ more ]
#financial-regulation
Dealbreaker
1 month ago
Privacy professionals

Ken Griffin Not Interested In Paying To Let The SEC Keep An Eye On Ken Griffin

Ken Griffin strategically manages expenses and taxes while opposing new financial burdens on brokers related to the Consolidated Audit Trail. [ more ]
Coindesk
1 month ago
Cryptocurrency

SEC Commissioner Mark Uyeda Calls for S-1 Form Tailored for Digital Assets

The SEC should adapt its S-1 form specifically for digital assets, according to Commissioner Mark Uyeda. [ more ]
Dealbreaker
1 month ago
Privacy professionals

Ken Griffin Not Interested In Paying To Let The SEC Keep An Eye On Ken Griffin

Ken Griffin strategically manages expenses and taxes while opposing new financial burdens on brokers related to the Consolidated Audit Trail. [ more ]
Coindesk
1 month ago
Cryptocurrency

SEC Commissioner Mark Uyeda Calls for S-1 Form Tailored for Digital Assets

The SEC should adapt its S-1 form specifically for digital assets, according to Commissioner Mark Uyeda. [ more ]
morefinancial-regulation
Coindesk
1 month ago
Cryptocurrency

OpenSea Gets 'Wells Notice' From SEC, Which Calls NFTs Sold on Platform 'Securities'

OpenSea is facing a potential lawsuit from the SEC over the classification of NFTs as securities. [ more ]
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