SEC hits four companies with fines for misleading disclosures around SolarWinds hack
Four companies settled with the SEC for misleading statements about the 2020 SolarWinds breach's impact on their operations.
SEC charges crypto firm NovaTech with fraud | TechCrunch
SEC suing NovaTech for $650 million fraudulently raised from investors, alleging MLM scheme that siphoned funds and collapsed, leaving victims unable to withdraw.
Crypto Foe SEC Chair Gary Gensler Will Quit When Trump Takes Office
Gary Gensler will resign from the SEC upon Trump's presidential inauguration, ending his strict regulatory approach towards the cryptocurrency industry.
Gensler slams crypto exchanges igniting the XRP debate - London Business News | Londonlovesbusiness.com
Gary Gensler criticizes crypto exchanges for lack of regulation.
SEC Enforcement Director Gurbir Grewal Is Leaving the Agency
Gurbir Grewal is stepping down as SEC's enforcement director after three years, recognized for significant contributions to investor protection and crypto enforcement.
The Impact of Stalling the SEC Climate Disclosure Rule
Stalling the SEC's Climate Disclosure Rule impacts America's role in global regulation.
SEC hits four companies with fines for misleading disclosures around SolarWinds hack
Four companies settled with the SEC for misleading statements about the 2020 SolarWinds breach's impact on their operations.
SEC charges crypto firm NovaTech with fraud | TechCrunch
SEC suing NovaTech for $650 million fraudulently raised from investors, alleging MLM scheme that siphoned funds and collapsed, leaving victims unable to withdraw.
Crypto Foe SEC Chair Gary Gensler Will Quit When Trump Takes Office
Gary Gensler will resign from the SEC upon Trump's presidential inauguration, ending his strict regulatory approach towards the cryptocurrency industry.
Gensler slams crypto exchanges igniting the XRP debate - London Business News | Londonlovesbusiness.com
Gary Gensler criticizes crypto exchanges for lack of regulation.
SEC Enforcement Director Gurbir Grewal Is Leaving the Agency
Gurbir Grewal is stepping down as SEC's enforcement director after three years, recognized for significant contributions to investor protection and crypto enforcement.
The Impact of Stalling the SEC Climate Disclosure Rule
Stalling the SEC's Climate Disclosure Rule impacts America's role in global regulation.
Investment firm London Capital & Finance was Ponzi scheme, court rules
LCF operated as a Ponzi scheme, misleading investors and causing significant financial losses, as ruled by a London judge.
Japan Plans to Review Its Crypto Rules: Bloomberg
Japan is reviewing crypto regulations to assess effectiveness and investor protection, potentially leading to reclassification and lower taxes on digital assets.
SOX Compliance Checklist and Requirements
SOX Act ensures transparency and accountability in corporate finances for public companies, protecting investors from fraud.
Crypto Exchange Woo X Introduces Copy Trading, With a Twist
Woo X enhances copy trading by adding a countertrade feature to align incentives and address sustainability issues, ensuring a fairer profit sharing framework.
DeFi Lending Platform Rari Capital Settles SEC Charges
Rari Capital engaged in unregistered securities offerings and misled investors regarding investment funds' performance, leading to significant investor losses.
Crypto Exchange Woo X Introduces Copy Trading, With a Twist
Woo X enhances copy trading by adding a countertrade feature to align incentives and address sustainability issues, ensuring a fairer profit sharing framework.
DeFi Lending Platform Rari Capital Settles SEC Charges
Rari Capital engaged in unregistered securities offerings and misled investors regarding investment funds' performance, leading to significant investor losses.
New York reaches $2bn settlement with crypto lender Genesis over fraud claims
Cryptocurrency industry consequences highlighted by $2bn Genesis Global settlement.
Crypto Market Conditions That Fueled FTX, Bankman-Fried, No Longer Hold: Galaxy Digital
New exchanges address custody issues.
Spot bitcoin ETFs improve investor protections.
The Morning Risk Report: SPAC Mania Is Dead. The SEC Wants to Keep It That Way.
The SEC has adopted rules to provide clearer information to SPAC investors and protect them
The SPAC market has seen significant growth but has also been fueled by market froth and regulatory arbitrage
Edmonton man and his cryptocurrency company sanctioned for breaching Alberta securities laws | CBC News
Devon Christopher Edwards has been ordered to pay a $40,000 penalty for breaching Alberta securities laws.
Edwards and his company, KB Crypto Inc., did not file prospectuses or register under Alberta securities laws.
How the Supreme Court could be blamed for a future market crash
Supreme Court rulings curtailed federal agencies' authority, particularly impacting the Securities and Exchange Commission, potentially leading to weaker regulations and oversight of financial markets.
The Morning Risk Report: The Shortcut That Allows Risky Startups to Raise Billions From Rookie Investors
Risky startups use crowdfunding and regulatory exemptions to raise large sums from investors, potentially misleading them with unfulfilled promises.