#regulatory-fines

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The Economic Times
2 months ago
Artificial intelligence

US SEC fines two investment advisers over AI claims

Regulators are increasingly scrutinizing AI-related statements made by companies
Two investment advisers settled with the SEC over false AI claims by paying fines [ more ]
Createsend
2 months ago
World news

The Morning Risk Report: JPMorgan Hit With Nearly $350 Million Fine for Compliance Failures

JPMorgan fined $350 million for trade monitoring failure
EFG International settles U.S. sanctions violations for $3.7 million [ more ]
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