#brokerage-practices

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Business
from24/7 Wall St.
2 days ago

Dividend investors: if you want maximum diversification, check out this ETF

Selective dividend ETFs can enhance income and quality but may limit investment opportunities and lead to underperformance in certain market conditions.
Venture
fromFortune
1 day ago

Ricky Sandler shuttering Eminence Capital after 27-year run | Fortune

Ricky Sandler is closing Eminence Capital after 27 years due to disappointing returns and challenges in the market.
fromnews.bitcoin.com
1 day ago

CFTC Sues New York as Prediction Markets Fight Escalates

The CFTC intensified its prediction markets fight on April 24, 2026, by suing the state of New York in federal court. The case marks another escalation in an ongoing conflict over whether event contracts should be treated as federally regulated financial derivatives or state-regulated gambling products.
Intellectual property law
Bootstrapping
fromEntrepreneur
2 days ago

Equity Feels Safe. Debt Feels Risky. Reality Says Otherwise.

Debt-based financing promotes strong fundamentals, while equity can obscure inefficiencies and escalate expectations for growth.
Data science
fromFast Company
1 day ago

AI traders are already testing prediction markets-and losing money

AI models struggle to profit in prediction markets, losing between 16% and 30.8% during a 57-day trading period.
Law
fromAbove the Law
2 days ago

Companies Are Quietly Killing Their Law Firm Diversity Mandates - Above the Law

Corporate America is retracting diversity commitments to law firms, undermining progress in the legal profession.
Marketing
fromThedrum
2 days ago

Key steps you can take to avoid asset wastage

Adopting a one-world, many-mindsets approach enhances localization, saving costs and preventing asset wastage in global marketing campaigns.
New York City
fromwww.businessinsider.com
2 days ago

Ken Griffin's deputy calls Zohran Mamdani's targeting of the billionaire 'shameful' in a companywide memo

Ken Griffin's Citadel may reconsider a $6 billion project due to targeted criticism from NYC Mayor Zohran Mamdani over a proposed tax on luxury homes.
fromTearsheet
2 days ago

How Thread Bank is turning a century-old charter into a modern distribution engine - Tearsheet

Thread Bank operates primarily through a partnership-driven embedded banking approach to expand its distribution and reach new clients, reflecting the evolving competitive landscape of community banks.
Online Community Development
#retirement-planning
fromFast Company
4 days ago
Retirement

It's not too late to de-risk your portfolio if you're retired, or about to be

Investors nearing retirement should consider reducing stock exposure and increasing bond investments for lower volatility and better risk management.
Retirement
from24/7 Wall St.
3 weeks ago

A $2 Million 401(k) in Retirement Can Still Cost You Six Figures Without These Moves

Timing of retirement significantly impacts portfolio outcomes due to sequence of returns risk.
Retirement
fromFast Company
4 days ago

It's not too late to de-risk your portfolio if you're retired, or about to be

Investors nearing retirement should consider reducing stock exposure and increasing bond investments for lower volatility and better risk management.
Retirement
from24/7 Wall St.
3 weeks ago

A $2 Million 401(k) in Retirement Can Still Cost You Six Figures Without These Moves

Timing of retirement significantly impacts portfolio outcomes due to sequence of returns risk.
Real estate
fromwww.housingwire.com
3 days ago

If you want a stronger exit, build earnings beyond real estate commissions

Brokerages should consider title ownership to enhance earnings, diversify revenue, and improve valuation beyond traditional commission-based metrics.
Remote teams
fromAbove the Law
3 days ago

Associates Are Leaving Faster Than Ever - But Let's Be Honest, Biglaw Designed It That Way - Above the Law

Associate attrition in Biglaw is often a strategic choice, with firms benefiting from a constant influx of junior associates.
#sec
Cryptocurrency
fromnews.bitcoin.com
4 days ago

SEC Chair Drives Pro-Crypto Agenda as Innovation Exemption Nears for On-Chain Securities Trading

SEC Chairman Paul S. Atkins advocates for clearer crypto regulations and reduced compliance burdens to foster innovation in U.S. capital markets.
Cryptocurrency
fromnews.bitcoin.com
3 days ago

SEC Faces Mounting Pressure to Turn DeFi Guidance Into Formal Rules

Over 30 crypto industry participants urge SEC to formalize guidance on decentralized tools to reduce regulatory uncertainty.
Cryptocurrency
fromnews.bitcoin.com
4 days ago

SEC Chair Drives Pro-Crypto Agenda as Innovation Exemption Nears for On-Chain Securities Trading

SEC Chairman Paul S. Atkins advocates for clearer crypto regulations and reduced compliance burdens to foster innovation in U.S. capital markets.
Cryptocurrency
fromnews.bitcoin.com
5 days ago

Historic First Year: SEC Under Atkins Resets Crypto Policy With Focus on Clarity and Growth

SEC under Paul Atkins emphasizes regulatory clarity to strengthen U.S. capital markets and support innovation, including crypto.
#insider-trading
NYC politics
fromWIRED
3 days ago

New York Bans Government Employees from Insider Trading on Prediction Markets

New York has banned state employees from using insider information for prediction market trading to prevent corruption.
US Elections
fromwww.mediaite.com
5 days ago

BBC Report Finds Signs of Insider Trading' Based on Trump's Posts

Illegal insider trading signs linked to Trump's announcements show potential market manipulation, but prosecution likelihood remains low.
NYC politics
fromWIRED
3 days ago

New York Bans Government Employees from Insider Trading on Prediction Markets

New York has banned state employees from using insider information for prediction market trading to prevent corruption.
US Elections
fromwww.mediaite.com
5 days ago

BBC Report Finds Signs of Insider Trading' Based on Trump's Posts

Illegal insider trading signs linked to Trump's announcements show potential market manipulation, but prosecution likelihood remains low.
#small-cap-stocks
World news
from24/7 Wall St.
3 days ago

Russell 2000 Extends Gains as Risk-On Trade Buoys Small Cap Sentiment

Small-cap stocks are rallying due to President Trump's cease-fire extension with Iran, reducing cost pressures for domestically focused businesses.
Business
from24/7 Wall St.
3 days ago

3 Small-Cap ETFs Beating the S&P 500 Right Now That Most Investors Have Never Heard Of

Small-cap stocks are outperforming the S&P 500, with specific ETFs showing significant returns year-to-date.
World news
from24/7 Wall St.
3 days ago

Russell 2000 Extends Gains as Risk-On Trade Buoys Small Cap Sentiment

Small-cap stocks are rallying due to President Trump's cease-fire extension with Iran, reducing cost pressures for domestically focused businesses.
Business
from24/7 Wall St.
3 days ago

3 Small-Cap ETFs Beating the S&P 500 Right Now That Most Investors Have Never Heard Of

Small-cap stocks are outperforming the S&P 500, with specific ETFs showing significant returns year-to-date.
fromWIRED
3 days ago

US Senate Candidate Caught Insider Trading on Kalshi Says He Did It on Purpose

I bet $100 on myself, not denying that, I did do it. I wanted to see if they would enforce it.
SF politics
Careers
fromwww.businessinsider.com
4 days ago

I'm a Bank of America exec who once got passed over for a promotion. Here's what it taught me.

Disappointment can lead to personal growth and improved communication in professional relationships.
Marketing tech
fromInman
4 days ago

Brokerage storefronts become ad networks with Smartify

Brokerage storefronts are transforming into media channels, allowing real estate firms to monetize high-traffic locations through digital advertising.
Media industry
fromThe Motley Fool
5 days ago

The S&P's New High Is Anything but Blah | The Motley Fool

Netflix's Q1 2026 results showed a beat largely due to a one-time $2.8 billion fee, but growth appears to be slowing.
Growth hacking
fromEntrepreneur
1 week ago

Forget Guessing - Here's How I Trade Stocks That Are Already Moving

Momentum traders focus on existing trends, utilizing volume, price action, and catalysts for disciplined execution in fast-paced markets.
Business
from24/7 Wall St.
1 day ago

The VIX Dips Below 19. Here's What That Means for Your Portfolio.

The VIX is below 19, indicating reduced fear among investors as the S&P 500 reaches all-time highs.
Venture
from24/7 Wall St.
1 day ago

Philippe Laffont's Coatue Is Betting Billions on These 3 AI Stocks. Here's Why Smart Money Sees AI Dominance

Coatue Management is heavily investing in companies central to the AI infrastructure, anticipating significant long-term value creation.
Marketing
fromwww.theguardian.com
3 days ago

City firms bank on savvy' advertising campaign to push Brits towards investing

A government-backed campaign featuring a CGI squirrel aims to encourage British savers to invest rather than keep cash savings.
#robinhood
Law
fromReadWrite
2 days ago

Robinhood faces federal lawsuit over sports prediction contracts

Robinhood faces a class action lawsuit for allegedly operating an illegal sports gambling business through its prediction markets platform.
Business
from24/7 Wall St.
5 days ago

Mizuho Raises Robinhood to $115 as the SEC Pattern Day Trader Rule Change Opens the Floodgates

Mizuho raised Robinhood's price target to $115, citing the SEC's elimination of the $25,000 day trader rule as a positive catalyst.
Law
fromReadWrite
2 days ago

Robinhood faces federal lawsuit over sports prediction contracts

Robinhood faces a class action lawsuit for allegedly operating an illegal sports gambling business through its prediction markets platform.
Business
from24/7 Wall St.
5 days ago

Mizuho Raises Robinhood to $115 as the SEC Pattern Day Trader Rule Change Opens the Floodgates

Mizuho raised Robinhood's price target to $115, citing the SEC's elimination of the $25,000 day trader rule as a positive catalyst.
Real estate
from24/7 Wall St.
3 days ago

Wall Street Is Lukewarm on Realty Income While Retail Piles In. What Do Analysts Know?

Realty Income maintains a reliable monthly dividend, with 31 years of increases, despite mixed analyst sentiment and elevated leverage.
fromIndependent
4 days ago

'It's a tool, not a trophy' - what would money experts do if they received a windfall of 10,000?

Some financial experts recommend enjoying a portion of the windfall while allocating the rest towards savings or investments to ensure long-term benefits.
Retirement
Cryptocurrency
fromnews.bitcoin.com
4 days ago

New York Fintech, Prediction Market Giant Kalshi Eyes US Market for Crypto Perpetual Derivatives

Kalshi is set to launch CFTC-regulated crypto perpetual futures for U.S. traders, targeting the derivatives market.
Data science
fromTNW | Finance
5 days ago

How AI and human judgment combine in modern financial market analysis

Intelligent Investing AI enhances financial forecasting by processing large datasets while human interpretation remains crucial for meaningful market insights.
#private-credit
Careers
fromwww.businessinsider.com
5 days ago

One of the most stressful jobs in finance right now: private credit sales

Private credit professionals are shifting from growth to defense as redemption requests rise and concerns about credit quality increase.
Business
fromwww.businessinsider.com
2 days ago

Blackstone's Steve Schwarzman hits back against 'intensively negative campaign' against private credit

Private credit has faced redemptions and negative perceptions, but institutional demand remains strong despite retail investor withdrawals.
Business
from24/7 Wall St.
1 month ago

Private Credit Could Crush the Stock Market: 5 Financial Dividend Giants With Zero Exposure

Private credit poses significant risks due to leverage and debt, with potential liquidity mismatches exacerbating financial instability.
London politics
fromwww.bbc.com
2 weeks ago

At-risk traders anxious despite court reprieve

Traders at Brixton Plaza are fighting eviction to make way for a supermarket, but a High Court injunction has temporarily halted the process.
Business
fromwww.businessinsider.com
2 days ago

JPMorgan promoted 135 execs to managing director in banking and markets see the list

JPMorgan Chase promoted 135 executives in global banking and markets to managing director this week, reflecting growth and diversity within the firm.
Law
fromnews.bitcoin.com
2 days ago

Sam Bankman-Fried Drops New Trial Motion as FTX Portfolio Hypothetical Goes Viral

Sam Bankman-Fried withdrew his Rule 33 motion, preserving the right to refile after his appeal concludes, leaving the FTX case unresolved until at least 2026.
Marketing
fromwww.theguardian.com
3 days ago

Yes, retail investment needs a boost but the squirrel looks too tame | Nils Pratley

Savvy Squirrel aims to encourage investment over cash savings for better long-term financial health.
Venture
fromFortune
3 days ago

'An investment thesis is not a religion': $44 billion CIO warns you need to figure out how you might lose money, not just make it | Fortune

Investors must critically assess their investment theses and consider potential losses to avoid complacency.
#401k
US politics
fromwww.nytimes.com
3 weeks ago

401(k) Plans Could Add Riskier Investments Under a New Rule

The Trump administration is enabling riskier alternative investments in 401(k) plans, easing regulations for plan sponsors.
Intellectual property law
fromAxios
3 weeks ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
US politics
fromwww.nytimes.com
3 weeks ago

401(k) Plans Could Add Riskier Investments Under a New Rule

The Trump administration is enabling riskier alternative investments in 401(k) plans, easing regulations for plan sponsors.
Intellectual property law
fromAxios
3 weeks ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Careers
fromEntrepreneur
5 days ago

This Company Pays an Average of $400K. Here's What It Looks for in New Recruits, According to Its Chief People Officer.

Citadel Securities prioritizes leadership, creativity, and problem-solving in new hires, expecting them to lead from day one in an AI-driven environment.
Retirement
from24/7 Wall St.
5 days ago

Why Doctors and Lawyers in High-Tax States Are Moving Money Into Muni Bonds as Rates Rise

High earners in California face a 54% tax burden on investment income, driving them towards municipal bonds for better after-tax returns.
Business
fromwww.businessinsider.com
3 days ago

Citadel is retooling its investor recruiting team. These are the hires.

Citadel is restructuring its recruitment unit, focusing on internal promotions and younger hires amid a competitive talent landscape.
Law
fromwww.theguardian.com
3 days ago

AI hallucinations found in high-profile Wall Street law firm filing

Sullivan & Cromwell admitted to filing errors in court due to AI-generated hallucinations, leading to inaccurate citations and misquotations.
Venture
fromwww.businessinsider.com
4 days ago

'Instrumental' Jump Trading quant researcher is getting launch capital from Millennium

Yiming Zhang, a senior researcher at Jump Trading, is set to join Millennium Management after his non-compete period ends.
Fundraising
fromFast Company
3 weeks ago

Here are the 5 most impactful financial freebies every investor should claim

Tax code offers several legal provisions that allow wealth increase and income generation without IRS taxation.
Business
from24/7 Wall St.
2 days ago

Billionaire Howard Marks Is Buying These 3 Power and Real Asset Stocks for the AI Boom

Oaktree Capital Management is investing in physical assets due to increasing demand and supply constraints in energy and computing sectors.
Marketing tech
fromFast Company
2 weeks ago

Retail investors are no longer following the market

Retail investors have transformed from background noise to influential market players, reshaping market dynamics and leading investment trends.
Law
fromReadWrite
3 days ago

Gemini and Coinbase New York lawsuits explained - why it matters

New York Attorney General sues Coinbase and Gemini for operating illegal online gambling markets without required licenses.
Venture
fromwww.businessinsider.com
4 days ago

Here's what Wall Street doesn't get about young investors, according to a Gen Z founder

Gen Z founders are transforming the investment landscape with innovative platforms like Alinea, addressing wealth-building gaps for younger generations.
Retirement
from24/7 Wall St.
1 week ago

Why Financial Advisors Are Telling Retirees Over 65 to Stop Sitting on Home Equity

Home equity can be a vital part of retirement planning, offering options for cash-poor retirees to access funds without selling investments.
fromwww.housingwire.com
4 days ago

Fidelity National Financial appeals ruling upholding FinCEN AML rule

The rule requires title firms to report specific details on all-cash home purchase transactions, including names, addresses, dates of birth, citizenship status, and ID numbers of all people involved, including minors.
Law
Venture
fromwww.businessinsider.com
4 days ago

How the next gen of Tiger Cubs did in a rough quarter for hedge funds

The Tiger Cub network of hedge funds faced significant losses in March 2026, with many funds underperforming despite notable new launches.
#dividend-stocks
Business
from24/7 Wall St.
3 days ago

Passive Income Investors Are Grabbing These 6% Dividend Stocks Hand-Over-Fist

Dividend stocks provide dependable passive income and solid total return opportunities for investors.
Business
from24/7 Wall St.
3 days ago

3 Fintech Stocks To Own For Years of Passive Income

Passive income from dividend-paying stocks offers stability amid market volatility, ensuring consistent cash flow without the need for market timing or predictions.
Venture
from24/7 Wall St.
5 days ago

BDC Dividend Collapse Signals What's Coming for Income Investors

Monroe Capital Corp merged with Horizon Technology Finance Corporation, ceasing to exist as a standalone entity and converting shares.
Business
fromMiami Herald
3 days ago

UBS makes fresh call on Meta Platforms stock price

UBS raised its price target on Meta Platforms to $908, citing an accelerating AI-powered advertising engine.
Venture
from24/7 Wall St.
6 days ago

Billionaire Ray Dalio Is Betting Big on These 4 AI Stocks

Bridgewater Associates is significantly investing in AI, focusing on companies like NVIDIA, Lam Research, Salesforce, and Alphabet.
Business
from24/7 Wall St.
3 days ago

Jim Cramer Says His Own Discipline Made Him Miss SanDisk. Here's What Investors Can Learn

Discipline in investing can lead to missed opportunities, as seen with SanDisk's unexpected performance after Cramer's caution.
fromwww.housingwire.com
3 weeks ago

Proposal would ease path for riskier 401(k) investments

U.S. Secretary of Labor Lori Chavez-DeRemer stated that the proposed rule aims to fulfill President Trump's promise for a new golden age by fostering a retirement system that allows more Americans to retire with dignity.
Retirement
from24/7 Wall St.
3 days ago

Two hedged ETFs that retirees can use for relative safety in a bear market

In 2022, the classic 60/40 balanced portfolio of stocks and bonds didn't provide much protection. In fact, it lost nearly as much as a 100% equity portfolio.
Business
from24/7 Wall St.
1 week ago

The 3 Best ETFs to Buy and Hold Through Any Market in 2026

The Vanguard S&P 500 ETF offers pure market beta at an expense ratio of 0.03%, with top holdings like NVIDIA and Apple making up over 36% of the fund.
Venture
Business
from24/7 Wall St.
3 days ago

This Microsoft ETF Pays Weekly Income and Has Lost 34% Since Launch

Leverage in investments can amplify both gains and losses, particularly in volatile markets, as seen with the Roundhill MSFT WeeklyPay ETF.
Business
from24/7 Wall St.
5 days ago

The Stocks Billionaires Can't Stop Buying Right Now

Following billionaire investors can provide insights into successful long-term stock investments.
Business
fromJezebel
5 days ago

The Stock Market Can Stay Irrational Longer than You Can Stay Solvent

Allbirds' stock surged 600% after announcing a shift to AI, illustrating market irrationality during manias.
Venture
from24/7 Wall St.
2 weeks ago

Billionaires Are Buying up These 3 Stocks Like Hot Cakes

Billionaires strategically invest in stocks like Amazon, Nvidia, and Microsoft, signaling potential growth opportunities based on market conditions and company fundamentals.
Business
from24/7 Wall St.
5 days ago

3 Stocks To Buy For a Lifetime Of Passive Income

Market volatility emphasizes the importance of passive income from high-yield dividend stocks for financial stability.
Business
fromTearsheet
5 days ago

Banks had an uneventful Q1, but competition for financial flows is heating up - Tearsheet

Q1 2026 showed steady consumer spending and resilient credit metrics, with banks focusing on cash flow and customer interaction improvements.
Growth hacking
from24/7 Wall St.
1 month ago

The Tape Says Buy - These 3 Growth Stocks Are the Obvious Trade Right Now

Sibanye Stillwater, a South African gold and platinum miner, presents strong long-term growth potential with explosive earnings prospects supported by rising precious metal prices and solid operational fundamentals.
Business
from24/7 Wall St.
5 days ago

The Commodity ETF That Solved K-1 Complexity and Delivered 89% in Five Years

PDBC offers a tax-efficient way to invest in commodities without K-1 forms, delivering significant returns in an inflationary environment.
Business
from24/7 Wall St.
1 week ago

This ETF Can Surge Over 100% if We're in a Bull Trap

The financial sector has recovered sharply, but the rally may be fragile due to underlying geopolitical and economic uncertainties.
#stock-market
Business
from24/7 Wall St.
1 week ago

This Wall Street Veteran Says the Market Has Bottomed - Here's What He Thinks Comes Next

Timing the stock market is difficult, but focusing on long-term bullish trends can be beneficial, especially after recent market corrections.
Business
from24/7 Wall St.
1 week ago

This Wall Street Veteran Says the Market Has Bottomed - Here's What He Thinks Comes Next

Timing the stock market is difficult, but focusing on long-term bullish trends can be beneficial, especially after recent market corrections.
Business intelligence
from24/7 Wall St.
1 month ago

Is Your Advisor "Closet Indexing"? The 2-Minute Audit to See If You're Paying Active Fees for Passive Results

Many actively managed funds engage in closet indexing, charging active management fees while holding portfolios nearly identical to their benchmarks, resulting in underperformance due to higher costs.
fromBusiness Insider
2 months ago

Money managers are hungrier than ever for obscure data to give them an edge

Hedge funds and other money managers spent $2.8 billion on alternative data in 2025, according to a new report from consultancy Neudata, a 17% jump from the year before. It's more than double what asset managers spent on alternative data in 2021, which includes a wide range of non-traditional information sources. The report projects that the total spend on alternative datasets could jump to more than $23 billion in the consultancy's bull case in 2030 and just under $8 billion in the bear case.
Data science
Careers
fromwww.housingwire.com
1 month ago

Wall Street vs. Main Street: Defending the independent brokerage model

Leaders must acknowledge industry challenges while maintaining perseverance and optimism to drive growth and better serve clients and constituents.
from24/7 Wall St.
2 months ago

Shopping for a Financial Advisor? Ask these 7 Questions

Choosing a financial advisor is one of the most important money-related decisions you can make, yet many people approach it casually or skip the vetting process altogether. With countless professionals offering financial advice, titles that sound impressive, and complex fee structures, it's easy to lose transparency in the process. In reality, the quality of guidance you receive can vary dramatically depending on who you hire and how they're compensated.
Careers
Business
from24/7 Wall St.
4 weeks ago

PennantPark's Big Yield Is Burning Through a Finite Reserve

PennantPark Investment Corporation offers a high yield but faces challenges with income generation and dividend coverage due to interest rate sensitivity.
Retirement
from24/7 Wall St.
1 month ago

Worried About a Stock Market Crash? 6 Savvy Moves For Investors to Do Now

Market veterans recognize current conditions resemble previous crash periods, with potential downside risks from inflation, geopolitical tensions, national debt, and AI bubble concerns despite near all-time highs.
Business
from24/7 Wall St.
1 month ago

Wall Street Thinks These 5 Stocks Could Be the Next Big Winners

Market concerns over global disruptions and corporate spending on AI, but experts identify potential winning stocks.
Business
from24/7 Wall St.
2 months ago

3 Tips You Need To Know If Market Slides

Investors should reduce broad technology exposure, favor healthcare and utilities, and implement risk controls such as stop losses, hedging, and predetermined sell triggers.
fromFortune
2 months ago

Bonds 101: What investors need to know about the 'shock absorber of the portfolio' | Fortune

Many investors regard bonds as the frumpier cousins to stocks. Their prices rarely pop or plummet. They usually deliver a lower return, and-aside from a glamorous cameo in the 1980s thriller Die Hard-they are not part of popular culture in the same way as, say, GameStop or Tesla shares. They are, though, a critical part of any well-managed portfolio, and with the stock market looking particularly frothy, this may be more true than ever.
Business
from24/7 Wall St.
1 month ago

This Small-Cap Gem Could Be Your Ticket To Millionaire Status

One of the key factors that I continue to harp on as intrinsic to my bullish thesis on TMC is the company's control of what it claims is the world's largest undeveloped battery metals resource in the Clarion-Clipperton Zone (CCZ). The company estimates that it has access to around 274 million metric tons (Mt) of wet nodules, including 51 Mt of probable reserves. These are the first, and largest-ever declared reserves for deep-sea mining, with key battery minerals included in these nodules that are surging in value.
Business
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