#securities-violations

[ follow ]
ReadWrite
1 week ago
Business

SEC could sue Robinhood as security violation investigation continues

SEC investigating Robinhood Markets for potential securities violations related to its cryptocurrency operations. [ more ]
Harvard Business Review
3 days ago
Remote teams

Understanding Your NDA (and When It Can Be Broken)

Restrictive NDAs can prevent reporting securities violations but are illegal; employees can confidentially report misconduct and illegal NDAs to the SEC. [ more ]
NY District Judge Fallia shared concerns that the @SECGov wants to “broaden the definition of what constitutes as a security" during @Coinbase's hearing to motion dismissal for its alleged ‘securities violation."

The judge has yet to decide her ruling.

https://t.co/hqG7cjhSN2
TechCrunch
4 months ago
Cryptocurrency

Coinbase argues for motion to dismiss SEC's 'securities violation' allegations | TechCrunch

Coinbase is motioning to dismiss a suit filed by the SEC alleging securities violations.
The SEC claims that the 13 cryptocurrencies available for trading on Coinbase are securities. [ more ]
TechCrunch
4 months ago
Cryptocurrency

Coinbase argues for motion to dismiss SEC's 'securities violation' allegations | TechCrunch

Coinbase is motioning to dismiss a suit filed by the SEC alleging securities violations.
The SEC claims that the 13 cryptocurrencies available for trading on Coinbase are securities. [ more ]
[ Load more ]