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#wells-process #due-process #regulatory-reform #mortgage-backed-securities #cmos-and-structured-products
Law
fromFortune
3 days ago

'Judge, Jury and Executioner': How the SEC is finally leveling the playing field on its dreaded 'Wells Notice' enforcement process | Fortune

SEC Chairman Paul Atkins announced reforms widening Wells process protections: more fact-sharing, meetings with senior staff, doubled submission time, and white papers to resolve disputes.
Business
fromBoston Condos For Sale Ford Realty
4 days ago

Story Of Howard Rubien From Penthouse To The Big House Boston Condos For Sale Ford Realty

Howard Rubin rose from a technical upbringing and elite education to high-risk, high-reward mortgage trading, earning massive sums before facing regulatory action and shifting firms.
Law
fromwww.mediaite.com
3 weeks ago

Judge Smacks Down Elon Musk's Attempt to Transfer SEC Case to Friendlier State

A federal judge denied Elon Musk's request to transfer the SEC's late-disclosure case from the District of Columbia to Texas or New York.
fromSun Sentinel
1 month ago

Investors spent $112 million to fund online rebirth of RadioShack, Pier 1 Imports and others. It was fraud, SEC says.

In a complaint filed in U.S. District Court in Miami, the Securities and Exchange Commission on Thursday charged co-founders of Retail Ecommerce Ventures LLC with carrying out fraudulent securities offerings, misusing investor funds and making Ponzi-like payments to investors. According to the SEC complaint, the company's primary business was to purchase distressed but recognizable retail companies and convert them into online-only operations.
US news
Cryptocurrency
fromBitcoin Magazine
4 months ago

SEC Commissioner Hester Peirce Says "We Can't Ignore It" In Bitcoin 2025 Fireside Talk

SEC Commissioner Hester Peirce highlights regulatory uncertainty affecting the digital asset space and encourages public participation in shaping regulations.
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