#sec-coaching

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#sec
Cryptocurrency
fromnews.bitcoin.com
11 hours ago

David Woodcock Named SEC Enforcement Chief as Agency Shifts Away From Gensler-Era Crypto Crackdown

David Woodcock appointed as SEC Division of Enforcement director, effective May 4, 2026, succeeding Sam Waldon.
SF politics
fromAbove the Law
2 weeks ago

Top SEC Enforcer Walks Rather Than Play Politics - Above the Law

Margaret Ryan resigned from the SEC's Enforcement Division due to conflicts over pursuing fraud cases involving Trump-associated figures.
Cryptocurrency
fromnews.bitcoin.com
11 hours ago

David Woodcock Named SEC Enforcement Chief as Agency Shifts Away From Gensler-Era Crypto Crackdown

David Woodcock appointed as SEC Division of Enforcement director, effective May 4, 2026, succeeding Sam Waldon.
SF politics
fromAbove the Law
2 weeks ago

Top SEC Enforcer Walks Rather Than Play Politics - Above the Law

Margaret Ryan resigned from the SEC's Enforcement Division due to conflicts over pursuing fraud cases involving Trump-associated figures.
#401k
US politics
fromwww.nytimes.com
1 week ago

401(k) Plans Could Add Riskier Investments Under a New Rule

The Trump administration is enabling riskier alternative investments in 401(k) plans, easing regulations for plan sponsors.
Intellectual property law
fromAxios
1 week ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Law
from24/7 Wall St.
1 week ago

What Corporate Lawyers Know About 401(k)s That Most Investors Don't

Understanding your 401(k) fee disclosure is crucial for managing retirement assets effectively.
US politics
fromwww.nytimes.com
1 week ago

401(k) Plans Could Add Riskier Investments Under a New Rule

The Trump administration is enabling riskier alternative investments in 401(k) plans, easing regulations for plan sponsors.
Intellectual property law
fromAxios
1 week ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Law
from24/7 Wall St.
1 week ago

What Corporate Lawyers Know About 401(k)s That Most Investors Don't

Understanding your 401(k) fee disclosure is crucial for managing retirement assets effectively.
#fincen
Law
fromwww.housingwire.com
15 hours ago

FinCEN proposes new AML rule for financial institutions

FinCEN proposed a rule to reform AML/CFT programs, focusing on effectiveness and reducing compliance burdens for financial institutions.
Law
fromwww.housingwire.com
1 week ago

FinCEN's anti-money laundering rule struck down now what?

FinCEN has authority to regulate real estate transactions and enforce reporting requirements under the Bank Secrecy Act.
Law
fromwww.housingwire.com
15 hours ago

FinCEN proposes new AML rule for financial institutions

FinCEN proposed a rule to reform AML/CFT programs, focusing on effectiveness and reducing compliance burdens for financial institutions.
Law
fromwww.housingwire.com
1 week ago

FinCEN's anti-money laundering rule struck down now what?

FinCEN has authority to regulate real estate transactions and enforce reporting requirements under the Bank Secrecy Act.
#nba
Podcast
from24/7 Wall St.
22 hours ago

Clark Howard Says Banks Are Benign Drug Dealers, Here Is What He Really Means

Pay in 4 programs are designed to encourage spending by separating payment from purchase, making it easier to accumulate debt.
Marketing
fromForbes
1 day ago

How To Serve Clients Amid Board Scrutiny And Investor Activism

Agency conversations with executives now focus on measurable business impact rather than just creative output.
Artificial intelligence
fromFortune
17 hours ago

What do you do when your AI agent hallucinates with your money? | Fortune

The Agentic Risk Standard aims to address liability issues in AI transactions, ensuring accountability for financial losses caused by AI agents.
fromwww.housingwire.com
16 hours ago

Washington DFI charges Newrez with mortgage servicing violations

DFI alleges that Newrez engaged in unfair or deceptive practices that affected 29 Washington consumers by failing to mediate in good faith during foreclosure proceedings, providing misleading information, and responding to concerns untimely.
Washington DC
Toronto startup
fromFortune
1 day ago

Supermicro launches probe after co-founder's arrest on charges of $2.5 billion in chip smuggling | Fortune

Supermicro is investigating allegations of illegal server exports to China, following a federal indictment of its cofounder.
Poker
fromWIRED
1 day ago

Nobody Knows How to File Taxes on Prediction Market Wins

Tax guidance for prediction market profits is unclear, leaving taxpayers uncertain about reporting obligations.
Remote teams
fromwww.businessinsider.com
2 days ago

Jamie Dimon says if you want to win competitive battles, you need small 'Navy SEAL' teams to move faster

Jamie Dimon emphasizes the importance of small, focused teams for competitive success in his annual shareholder letter.
Marketing tech
fromFast Company
2 days ago

Retail investors are no longer following the market

Retail investors have transformed from background noise to influential market players, reshaping market dynamics and leading investment trends.
Business
from24/7 Wall St.
2 days ago

I Can't Stop Buying This AI Dividend King Automation Stock Down 40%

ADP's stock has fallen 37%, but its fundamentals indicate a strong, durable business with consistent dividend growth.
World politics
fromwww.theguardian.com
2 days ago

Jamie Dimon says US should strengthen allies economically, in veiled criticism of Trump

Strengthening economic ties with allies is crucial to avoid adverse global consequences amid rising tensions and conflicts.
#polymarket
Cryptocurrency
fromReadWrite
2 weeks ago

Polymarket updates rules targeting insider trading risks

Polymarket has implemented stricter trading rules to enhance compliance and prevent insider trading in prediction markets.
Cryptocurrency
fromEngadget
2 weeks ago

Polymarket is cracking down on insider trading with updated rules

Polymarket is enhancing its rules against insider trading and market manipulation in response to suspicious betting activities.
Cryptocurrency
fromReadWrite
2 weeks ago

Polymarket updates rules targeting insider trading risks

Polymarket has implemented stricter trading rules to enhance compliance and prevent insider trading in prediction markets.
Cryptocurrency
fromEngadget
2 weeks ago

Polymarket is cracking down on insider trading with updated rules

Polymarket is enhancing its rules against insider trading and market manipulation in response to suspicious betting activities.
European startups
fromSilicon Canals
4 days ago

Compliance startup Delve removed from Y Combinator portfolio after anonymous whistleblower posts spark investor exodus - Silicon Canals

Delve has been removed from Y Combinator's portfolio due to serious allegations regarding its business practices and compliance misrepresentation.
#insider-trading
US Elections
fromFortune
6 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
US Elections
fromwww.mediaite.com
2 weeks ago

Trump Accused of Giving His Mates Inside Information' to Make Big Bets on Market in Fiery Speech from British Lawmaker

A British lawmaker accused Trump of insider trading related to market activity before his announcement on Iran peace talks.
Law
fromFortune
1 week ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
Growth hacking
fromEntrepreneur
1 month ago

He Ruined His Career for $46,000 - Then Became an FBI Informant for the Biggest Insider Trading Sting in History

Ambiguous performance pressure and unclear ethical boundaries enable ordinary ambitious professionals to cross into illegal activity like insider trading, with severe lifelong consequences.
US Elections
fromFortune
6 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
US Elections
fromwww.mediaite.com
2 weeks ago

Trump Accused of Giving His Mates Inside Information' to Make Big Bets on Market in Fiery Speech from British Lawmaker

A British lawmaker accused Trump of insider trading related to market activity before his announcement on Iran peace talks.
Law
fromFortune
1 week ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
Growth hacking
fromEntrepreneur
1 month ago

He Ruined His Career for $46,000 - Then Became an FBI Informant for the Biggest Insider Trading Sting in History

Ambiguous performance pressure and unclear ethical boundaries enable ordinary ambitious professionals to cross into illegal activity like insider trading, with severe lifelong consequences.
Higher education
fromESPN.com
6 days ago

Executive order aims to limit NCAA athletes to 5 years, 1 transfer

Trump signed an executive order limiting college athletes' playing seasons and transfer options, risking federal funding for non-compliance.
World news
fromReadWrite
1 week ago

Experts say geopolitical trades test limits of insider trading laws

Unusual trading patterns before Trump's Iran announcement raise questions about market integrity and the adequacy of current regulations.
#nfl
Los Angeles Rams
fromESPN.com
6 days ago

Chiefs WR Rashee Rice faces no NFL discipline over abuse allegations

The NFL found no evidence of misconduct by Rashee Rice, closing the investigation into allegations from his former girlfriend.
Los Angeles Rams
fromESPN.com
6 days ago

Chiefs WR Rashee Rice faces no NFL discipline over abuse allegations

The NFL found no evidence of misconduct by Rashee Rice, closing the investigation into allegations from his former girlfriend.
#cftc
Intellectual property law
fromnews.bitcoin.com
6 days ago

Prediction Market Showdown: CFTC and DOJ Challenge Illinois State Gambling Authority in Federal Court

The CFTC filed a lawsuit against Illinois officials, asserting exclusive federal jurisdiction over prediction markets, challenging state gambling laws.
Law
fromEngadget
6 days ago

CFTC sues three states for trying to regulate prediction markets

CFTC is suing states for attempting to regulate prediction markets, asserting its exclusive jurisdiction over these financial instruments.
Intellectual property law
fromnews.bitcoin.com
6 days ago

Prediction Market Showdown: CFTC and DOJ Challenge Illinois State Gambling Authority in Federal Court

The CFTC filed a lawsuit against Illinois officials, asserting exclusive federal jurisdiction over prediction markets, challenging state gambling laws.
Law
fromEngadget
6 days ago

CFTC sues three states for trying to regulate prediction markets

CFTC is suing states for attempting to regulate prediction markets, asserting its exclusive jurisdiction over these financial instruments.
#citigroup
France news
fromwww.thelocal.com
6 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromThe Local France
6 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromwww.thelocal.com
6 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromThe Local France
6 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
Law
fromAbove the Law
14 hours ago

Scott Barshay's Paul, Weiss Makeover: More Money, Less Soul? - Above the Law

Paul, Weiss is undergoing significant internal changes, marked by controversial decisions and leadership shifts, impacting its reputation and staff retention.
Retirement
from24/7 Wall St.
6 days ago

How Top Executives Structure Their 401(k) to Pay Zero Taxes in Retirement

Managing diverse retirement assets is crucial to avoid tax collisions and achieve zero taxes in specific years.
Cryptocurrency
fromnews.bitcoin.com
1 day ago

SEC Chair Atkins Says 'Reg Crypto' Proposal Covering Fundraising and Startup Exemptions Is One Step From Publication

Reg Crypto is awaiting White House approval, creating safe-harbor exemptions for startups and issuers to raise significant capital annually.
#kalshi
US politics
fromEngadget
2 days ago

New Jersey has no right to ban Kalshi's prediction market, US appeals court rules

Kalshi's prediction market is protected from New Jersey regulation by a federal court ruling, affirming CFTC's authority over such markets.
SF politics
fromReadWrite
2 weeks ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is implementing stricter measures to prevent insider trading by blocking politicians and athletes from trading in relevant markets.
Law
fromReadWrite
1 day ago

Federal appeals court ruling strengthens Kalshi case

Kalshi won a federal appeals court ruling that federal law likely overrides New Jersey's gambling restrictions.
Law
fromnews.bitcoin.com
2 days ago

New Jersey Loses Bid to Shut Down Kalshi Sports Contracts After Federal Appeal

A federal appeals court ruled that New Jersey cannot enforce state gambling laws against Kalshi's sports prediction market.
US politics
fromEngadget
2 days ago

New Jersey has no right to ban Kalshi's prediction market, US appeals court rules

Kalshi's prediction market is protected from New Jersey regulation by a federal court ruling, affirming CFTC's authority over such markets.
SF politics
fromReadWrite
2 weeks ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is implementing stricter measures to prevent insider trading by blocking politicians and athletes from trading in relevant markets.
Law
fromReadWrite
1 day ago

Federal appeals court ruling strengthens Kalshi case

Kalshi won a federal appeals court ruling that federal law likely overrides New Jersey's gambling restrictions.
Law
fromnews.bitcoin.com
2 days ago

New Jersey Loses Bid to Shut Down Kalshi Sports Contracts After Federal Appeal

A federal appeals court ruled that New Jersey cannot enforce state gambling laws against Kalshi's sports prediction market.
fromwww.mediaite.com
2 days ago

Elon Musk's DOGE Security Deputized as Federal Agents Despite Lack of Basic Law Enforcement Training': Report

Members of Musk's private security team were deputized as federal agents last year, allowing them to carry firearms in certain federal buildings, despite some of the guards failing to meet what the Marshals Service considered to be the basic requirements to be deputized as federal law enforcement.
Washington DC
US Elections
from24/7 Wall St.
1 week ago

Congress May Finally Ban Its Own Stock Trading and NANC Would Feel It First

The investment case for NANC relies on Congress members' ability to trade stocks, now facing significant legislative challenges.
Intellectual property law
fromReadWrite
6 days ago

CFTC lawsuit targets states over prediction markets ban

Federal regulators are suing Arizona, Illinois, and Connecticut to assert authority over event contracts against state regulations labeling them as unlicensed gambling.
Business
fromwww.businessinsider.com
5 days ago

How Wall Street tries to keep junior hours in check, from weekly guidelines to 'pencils down' periods

JPMorgan CEO Jamie Dimon predicts a future of 3.5-day work weeks, yet junior bankers currently endure grueling hours exceeding 40 weekly.
Information security
fromInfoWorld
6 days ago

Claude Code leak puts enterprise trust at risk as security, governance concerns mount

Leaks threaten Anthropic's market position and raise security concerns about its AI coding tools.
World politics
fromAxios
6 days ago

Jamie Dimon's warning: More geopolitical risk for America than since WWII

Business leaders must engage more actively in societal issues, as political solutions alone are insufficient.
fromwww.housingwire.com
1 week ago

Proposal would ease path for riskier 401(k) investments

U.S. Secretary of Labor Lori Chavez-DeRemer stated that the proposed rule aims to fulfill President Trump's promise for a new golden age by fostering a retirement system that allows more Americans to retire with dignity.
Retirement
fromThe Verge
2 weeks ago

Kalshi says it will block politicians and athletes from trading in markets they're tied to

The guardrails we built use state-of-the-art technology and screening lists, but no screening system is perfect, and motivated bad actors consistently try to find a way.
Privacy technologies
Cryptocurrency
fromnews.bitcoin.com
3 days ago

This Week in Crypto Law (Mar. 29, 2026)

Regulators are increasingly asserting control over digital assets while enabling new market structures, as seen in recent developments in the U.S. and Hong Kong.
#prediction-markets
fromFortune
4 days ago
Poker

Feds sue 3 states for trying to bring Kalshi and Polymarket under more control | Fortune

Intellectual property law
fromnews.bitcoin.com
6 days ago

CFTC and DOJ Sue 3 States as Jurisdiction Battle Raises Stakes for Prediction Markets

Federal authorities are asserting exclusive jurisdiction over prediction markets, challenging state regulations to ensure a unified framework for derivatives oversight.
Cryptocurrency
fromFortune
6 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
SF politics
fromwww.theguardian.com
2 weeks ago

Kalshi and Polymarket ban insider trading as senators look to curb prediction markets

Kalshi and Polymarket implemented new rules to enhance market safety after proposed legislation threatened the prediction market industry.
fromFortune
4 days ago
Poker

Feds sue 3 states for trying to bring Kalshi and Polymarket under more control | Fortune

Intellectual property law
fromnews.bitcoin.com
6 days ago

CFTC and DOJ Sue 3 States as Jurisdiction Battle Raises Stakes for Prediction Markets

Federal authorities are asserting exclusive jurisdiction over prediction markets, challenging state regulations to ensure a unified framework for derivatives oversight.
Cryptocurrency
fromFortune
6 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
SF politics
fromwww.theguardian.com
2 weeks ago

Kalshi and Polymarket ban insider trading as senators look to curb prediction markets

Kalshi and Polymarket implemented new rules to enhance market safety after proposed legislation threatened the prediction market industry.
Poker
fromwww.npr.org
4 days ago

When legal sports betting surges, so do Americans' financial problems

Sports betting leads to financial strain, with increased credit delinquency rates among bettors in states where it is legal.
fromABA Journal
2 weeks ago

Did They Know the Score? Amid March Madness, questions remain about college athletes indicted in fixing scheme

The indictment alleges a group of 'fixers' agreed to recruit NCAA players who would help ensure their teams failed to cover the point spread of the first half of a game or an entire game.
US news
Cryptocurrency
fromBitcoin Magazine
6 days ago

Wall Street Firms And Crypto Companies To Review Market Structure Proposals

Crypto and banking representatives are reviewing a revised stablecoin yield proposal to resolve regulatory issues surrounding yield-bearing products.
Cannabis
from24/7 Wall St.
3 weeks ago

The One IRS Rule Keeping Cannabis Stocks Down Despite Record Cash Flow

Retail investors are betting on cannabis ETF MSOS through options ahead of potential federal rescheduling, with Section 280E tax relief being the critical catalyst for multi-state cannabis operators.
Business
fromFortune
2 weeks ago

The SEC may be about to blow up the quarterly earnings cycle. Here's why CFOs are nervous. | Fortune

CFOs may need to adapt to potential SEC proposal allowing semiannual financial reporting instead of quarterly, impacting investor relations and governance.
Law
fromwww.amny.com
5 days ago

New York-based Esquire Bank expands legal portfolio into the Midwest with Signature Bank acquisition | amNewYork

Esquire Bank acquires Signature Bank for $348.4 million, expanding its portfolio and resources in the Midwest litigation market.
Business intelligence
fromFortune
4 weeks ago

Something big is changing in auditing | Fortune

AI will fundamentally redefine auditing over the next three to five years, with internal audit teams increasingly governing AI models while automation saves up to 40% of audit time.
Retirement
fromTechCrunch
3 weeks ago

SEC eyes shift to twice-yearly earnings reports | TechCrunch

The SEC is developing a proposal to allow public companies to report earnings semiannually instead of quarterly, potentially reducing compliance costs and encouraging more companies to go public.
Cryptocurrency
fromnews.bitcoin.com
1 week ago

Strategy's Latest SEC Filing Shows No Bitcoin Purchases or Share Sales During Quiet Week

Strategy Inc. reported no bitcoin purchases or equity sales, maintaining transparency in its treasury movements and emphasizing its bitcoin reserves as a core asset.
Business
fromHarvard Business Review
3 weeks ago

Boards Often Misunderstand What Stock Buybacks Really Cost

Share buybacks are often misunderstood as capital returns when they primarily offset dilution from stock-based compensation rather than representing true shareholder payouts.
World politics
fromThe Atlantic
1 month ago

Polymarket Is Going to Get Someone Killed

Polymarket bettors profited significantly from predicting geopolitical events, raising questions about whether they possessed advance knowledge of military operations.
Higher education
fromESPN.com
4 weeks ago

Big Ten asks NCAA to pause tampering inquiries, revamp rules

The Big Ten requests NCAA halt tampering investigations, arguing current rules designed before athlete compensation cannot be equitably enforced in modern college sports.
California
fromwww.sandiegouniontribune.com
2 months ago

California couple facing criminal charges, SEC suit over alleged $100 million pump-and-dump scheme

A La Jolla couple and their investment firm allegedly ran a yearslong pump-and-dump scheme on OTC stocks, netting over $100 million through undisclosed sales.
Business
fromBig Think
1 month ago

Inside Wall Street's 2008 meltdown, through the eyes of an FBI informant

During the 2008 financial crisis, an FBI informant purchased a house on the day Lehman Brothers collapsed, facing financial precarity while maintaining a secret double life.
fromESPN.com
2 months ago

NCAA asks CFTC to suspend prediction markets

The NCAA asked a federal regulatory body Wednesday to stop prediction markets from offering trades on college sports until more safeguards are in place. In a letter addressed to the chairman of the Commodity Futures Trading Commission, the federal agency that regulates prediction markets, NCAA president Charlie Baker said the growth of prediction markets poses a threat to the well-being of student-athletes as well as the integrity of competition. "I implore you to suspend collegiate sport prediction markets until a more robust system with appropriate safeguards is in place," Baker wrote.
US news
fromReadWrite
1 month ago

Kalshi insider trading enforcement sparks criticism

The Commission has full authority to police illegal trading practices occurring on any DCM, including those described above related to prediction markets. Kalshi used its own announcement to underscore that we ban insider trading and said it had launched about 200 investigations over the past year. More than a dozen of those inquiries led to formal enforcement actions.
Cryptocurrency
Higher education
fromESPN.com
1 month ago

'Street agents' exploiting athletes in NIL deals, coaches warn

Unregulated "street agents" have proliferated in the NIL era, exploiting especially high school athletes by negotiating deals and charging fees without certification.
US politics
fromAxios
1 month ago

Integrity faces a critical moment of peril

Incentives across markets, media, sports, and politics increasingly reward ethical boundary-pushing and gaming systems, eroding trust and encouraging manufactured realities.
Business
fromBusiness Insider
1 month ago

Union calls for SEC inquiry into Apollo's 'misleading' Epstein ties

The American Federation of Teachers asked the SEC to probe Apollo Global Management over potentially misleading disclosures about firm partners' connections to Jeffrey Epstein.
fromFortune
2 months ago

As risk skyrockets, current and former CFOs are in demand for audit committees | Fortune

As audit committees confront a rapidly expanding risk landscape, their role in corporate governance is being reshaped. Boards have often turned to current and former CFOs as independent directors, particularly for audit committees, because of their ability to translate complex operational and financial realities into effective oversight.For example, this month, J. Michael Hansen, former EVP and CFO of Cintas Corporation, was appointed to the audit committee at Paychex.
Business
Business
fromTheregister
2 months ago

Investors sue over Oracle's borrowing spree

Oracle bondholders allege that undisclosed plans for an additional $38 billion borrowing undermined the creditworthiness and value of the initial $18 billion bonds.
fromReadWrite
2 months ago

SEC charges Lottery.com executives over alleged fraud

According to the complaint, Komissarov is alleged to have "planned and executed a revenue scam" with DiMatteo, Clemenson, and Dickinson, which allegedly violated Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 14(a) of the Exchange Act of 1934, along with related SEC rules. Customer data was central to the scam charges and involved what the regulator calls "useless customer data" that was then cycled through a number of multi-million-dollar transactions.
Law
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