#client-protection

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#cybersecurity
CyberScoop
1 month ago
Information security

Shareholder-tracking company Equiniti shells out $850K to SEC over breaches

Equiniti settled with the SEC for $850,000 after client fund losses of $6.6 million due to cyber breaches in 2022 and 2023. [ more ]
ABA Journal
4 months ago
Law

Clark Hill was 'duped by an obvious scam,' costing its client $1.1M, suit alleges

Clark Hill fell victim to a sophisticated email scam, transferring $1.1M to wrong account, emphasizing the importance of verifying financial requests. [ more ]
CyberScoop
1 month ago
Information security

Shareholder-tracking company Equiniti shells out $850K to SEC over breaches

Equiniti settled with the SEC for $850,000 after client fund losses of $6.6 million due to cyber breaches in 2022 and 2023. [ more ]
ABA Journal
4 months ago
Law

Clark Hill was 'duped by an obvious scam,' costing its client $1.1M, suit alleges

Clark Hill fell victim to a sophisticated email scam, transferring $1.1M to wrong account, emphasizing the importance of verifying financial requests. [ more ]
morecybersecurity
www.mercurynews.com
3 months ago
Law

Livermore legal practice seized after state regulators discover owner doesn't have law license

State Bar officials seized California Legal Services due to owner practicing without a law license, impacting hundreds of clients. Always verify attorneys' licenses. [ more ]
www.cbc.ca
3 months ago
Law

Lawyer couple accused of stealing millions from more than a dozen homebuyers | CBC News

Real estate fraud can happen with trusted professionals like lawyers, leaving clients vulnerable and underscoring inadequate compensation for victims. [ more ]
Open Data Science - Your News Source for AI, Machine Learning & more
3 months ago
Artificial intelligence

EU Watchdog Warns Financial Institutions to Take Full Responsibly When Using AI

Banks and investment firms must uphold responsibilities in using AI, ensuring client protection under MiFID securities law. [ more ]
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