#audit-disclaimer

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Marketing
fromForbes
1 day ago

How To Serve Clients Amid Board Scrutiny And Investor Activism

Agency conversations with executives now focus on measurable business impact rather than just creative output.
Law
fromwww.housingwire.com
7 hours ago

FinCEN proposes new AML rule for financial institutions

FinCEN proposed a rule to reform AML/CFT programs, focusing on effectiveness and reducing compliance burdens for financial institutions.
Business intelligence
fromComputerWeekly.com
1 day ago

Sustainability accounting can be difficult, but can differentiate | Computer Weekly

Public cloud platforms offer sustainability benefits, but challenges in data transparency hinder accurate assessment of their environmental impact for enterprises.
#ai-governance
#artificial-intelligence
London startup
fromwww.theguardian.com
2 days ago

Dozens of firms risk losing B Corp status after standards overhaul

Dozens of companies risk losing B Corp status due to stricter certification standards requiring compliance in all categories.
Privacy professionals
fromIndependent
3 days ago

Gearoid O'Sullivan: Would you be happy to have details of your tax affairs paraded in public?

New rules threaten taxpayer privacy by limiting the right to private hearings in the appeals process.
#cybersecurity
#prediction-markets
Cryptocurrency
fromFortune
6 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
Cryptocurrency
fromFortune
6 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
#insider-trading
US Elections
fromFortune
6 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
US Elections
fromFortune
6 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
World news
fromReadWrite
1 week ago

Experts say geopolitical trades test limits of insider trading laws

Unusual trading patterns before Trump's Iran announcement raise questions about market integrity and the adequacy of current regulations.
Information security
fromInfoWorld
5 days ago

Claude Code leak puts enterprise trust at risk as security, governance concerns mount

Leaks threaten Anthropic's market position and raise security concerns about its AI coding tools.
EU data protection
fromBusiness Matters
2 weeks ago

Companies House disciplines over 100 staff amid compliance concerns

Companies House disciplined 132 employees for policy breaches, highlighting operational challenges and the need for stronger data security measures.
fromReadWrite
2 weeks ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is launching new technological guardrails that preemptively block politicians, athletes, and other relevant people from trading in certain politics and sports markets.
SF politics
Philosophy
fromTheregister
2 weeks ago

Calling out corporate BS? There's a steaming pile to aim for

Corporate jargon impresses those least equipped for analytical thinking, confirming biases while also serving essential functions in specific contexts.
Remote teams
fromTheregister
1 week ago

Security contractor blew the whistle on shabby support crew

Brad, a security contractor, faced challenges with antivirus alerts while working in a labor hire company's office without proper IT support.
fromThe Verge
2 weeks ago

Kalshi says it will block politicians and athletes from trading in markets they're tied to

The guardrails we built use state-of-the-art technology and screening lists, but no screening system is perfect, and motivated bad actors consistently try to find a way.
Privacy technologies
Law
fromEntrepreneur
1 week ago

The Workplace Liability Too Many Leaders Ignore

Slip-and-fall accidents can lead to significant legal, financial, and operational challenges for businesses.
Healthcare
fromEntrepreneur
2 weeks ago

Why Liability Insurance No Longer Works the Way You Think - and What CEOs Must Do About It

Liability insurance has shifted to a shareholder-driven system, requiring leaders to manage claims proactively to avoid costly surprises.
US politics
fromThe Atlantic
2 weeks ago

The IRS Is in Trouble

The IRS, weakened by budget cuts and staff reductions from over 100,000 to 81,000 employees, faces significant challenges in collecting taxes and processing returns for the 2026 filing season.
Cryptocurrency
fromFortune
2 weeks ago

Tether announces it has brought on a Big Four firm to conduct long awaited audit | Fortune

Tether has engaged a Big Four accounting firm for its first full audit to enhance transparency and legitimacy in the stablecoin market.
Retirement
fromTechCrunch
3 weeks ago

SEC eyes shift to twice-yearly earnings reports | TechCrunch

The SEC is developing a proposal to allow public companies to report earnings semiannually instead of quarterly, potentially reducing compliance costs and encouraging more companies to go public.
Online learning
fromeLearning Industry
3 weeks ago

Can An LMS Really Reduce Compliance Risk Before It Happens?

A strategically positioned LMS reduces compliance risk by ensuring consistent policy communication across organizations and enabling rapid regulatory updates, transforming it from a reporting tool into a proactive risk management system.
Chelsea
from101GREATGOALS.COM
3 weeks ago

Former Chelsea executive claims club lucky to get away with 'lenient' financial sanctions

Chelsea received a £10m fine for £47.5m in secret transfer payments, criticized as insufficiently punitive compared to previous Premier League sanctions against other clubs.
Careers
fromBusiness Matters
3 weeks ago

Gerard LoSardo on Leadership and Life Inside Global Tax

Gerard LoSardo is a CPA specializing in expatriate taxation, foreign national employment in the US, and multi-state tax issues, having founded his firm after a decade at KPMG's global tax practice.
Business
fromFortune
2 weeks ago

The SEC may be about to blow up the quarterly earnings cycle. Here's why CFOs are nervous. | Fortune

CFOs may need to adapt to potential SEC proposal allowing semiannual financial reporting instead of quarterly, impacting investor relations and governance.
EU data protection
fromTNW | Ecosystems
2 weeks ago

DORA compliance: most European financial firms still aren't ready

Europe's financial institutions struggle to comply with the Digital Operational Resilience Act, with many lacking confidence in meeting the 2025 deadline.
London startup
fromFortune
2 weeks ago

UL Solutions rolls out a new standard to fill a gap in AI regulation: 'Innovation without safety is failure' | Fortune

UL Solutions launches its first AI product certification standard (UL 3115) to ensure AI-embedded products are safe, robust, and human-controlled, addressing the lack of government oversight in rapidly evolving AI technology.
Business intelligence
fromFortune
4 weeks ago

Something big is changing in auditing | Fortune

AI will fundamentally redefine auditing over the next three to five years, with internal audit teams increasingly governing AI models while automation saves up to 40% of audit time.
Business
fromHarvard Business Review
3 weeks ago

Boards Often Misunderstand What Stock Buybacks Really Cost

Share buybacks are often misunderstood as capital returns when they primarily offset dilution from stock-based compensation rather than representing true shareholder payouts.
Law
fromBusiness Matters
3 weeks ago

HMRC investigations into big businesses now last nearly three and a half years on average

HMRC tax investigations into UK's largest companies average 41 months to resolve, with over 2,100 active cases affecting roughly half of Britain's largest enterprises.
Privacy professionals
fromwww.bbc.com
3 weeks ago

Firms urged to check if other users edited their data on Companies House

Companies House experienced a security vulnerability in its WebFiling system that allowed logged-in users to view and edit other companies' sensitive data, including directors' home addresses and emails, before being resolved within three days.
fromTechCrunch
1 month ago

Cluely CEO Roy Lee admits to publicly lying about revenue numbers last year | TechCrunch

Lee says in that same post that he "got a random cold call from some woman asking about numbers and told her some bs, did not expect an article about it." But that call occurred because Cluely's public relations representative emailed TechCrunch and offered to make Lee available for a story.
Media industry
Law
fromFortune
3 weeks ago

We're a top investor relations firm and one of us spent over a decade on the inside. Here's what boards need to know. | Fortune

Standard defensive tactics against activist investors often backfire by damaging trust and reducing negotiating leverage instead of protecting company interests.
US politics
fromFlowingData
1 month ago

Database to explore conflicts of interest through financial disclosures

ProPublica created a searchable database of financial disclosure documents from the president and 1,573 executive branch appointees, revealing their assets, outside positions, and compensation.
Careers
fromEntrepreneur
1 month ago

Pay Transparency Is Changing the Rules for Employers - Here's What You Need to Know

Pay transparency laws are expanding across states and cities, requiring employers to disclose compensation ranges in job postings and promotions to combat wage discrimination and create equitable hiring practices.
Information security
fromThe Hacker News
3 weeks ago

Why Security Validation Is Becoming Agentic

Security validation tools operate in silos while attackers exploit interconnected systems, creating a structural blind spot that Agentic Exposure Validation can address through continuous, autonomous, context-aware assessment.
Law
fromIPWatchdog.com | Patents & Intellectual Property Law
3 weeks ago

Legal Groups Push for Mandatory Disclosure of Litigation Funders

Third-party litigation funders must disclose their involvement in federal civil cases through a proposed amendment to Federal Rule of Civil Procedure 26(a)(1)(A) to establish uniform disclosure requirements across inconsistent federal courts.
fromFast Company
1 month ago

How leaders can make ethical choices when the rules fall short

Research finds that relying on regulations to determine your policies and procedures can result in ethical blindspots, or situations where people might think if there is not a rule for something, that it's permissible. After years of shifting towards values and culture-based compliance, leadership might be heading the opposite direction.
Philosophy
Business intelligence
from24/7 Wall St.
1 month ago

Is Your Advisor "Closet Indexing"? The 2-Minute Audit to See If You're Paying Active Fees for Passive Results

Many actively managed funds engage in closet indexing, charging active management fees while holding portfolios nearly identical to their benchmarks, resulting in underperformance due to higher costs.
Business
fromHarvard Business Review
1 month ago

What to Do When Your Board Is Meddling in Operational Work

Boards are increasingly adopting operational roles, blurring governance and management boundaries through private equity-style monitoring as economic uncertainty and AI disruption intensify.
Information security
fromSecuritymagazine
4 weeks ago

Why Security Culture Metrics Matter More Than Dashboards

Traditional cybersecurity metrics create false confidence by masking hidden risks; culture metrics measuring employee engagement and responsiveness are essential for actual security effectiveness.
Business
fromHarvard Business Review
1 month ago

Why CEOs Dive Into Political Controversies

Leaders' personal beliefs and internal stakeholders, not customers or media, most strongly drive corporate political positioning, creating risks to brand equity and financial performance.
Privacy professionals
fromDataBreaches.Net
1 month ago

Shutdown Stalls Compliance Plans for Cyber Breach Reporting Rule - DataBreaches.Net

A partial government shutdown delays the DHS cybersecurity incident reporting rule, leaving companies uncertain about compliance requirements and enforcement timelines.
Law
fromFast Company
1 month ago

Your 401(k) could shrink due to climate risks. A lawsuit argues that your employer has a duty to protect it

A lawsuit alleges employers must protect 401(k) retirement accounts from climate-related financial risks under ERISA fiduciary duties.
fromReadWrite
1 month ago

Kalshi insider trading enforcement sparks criticism

The Commission has full authority to police illegal trading practices occurring on any DCM, including those described above related to prediction markets. Kalshi used its own announcement to underscore that we ban insider trading and said it had launched about 200 investigations over the past year. More than a dozen of those inquiries led to formal enforcement actions.
Cryptocurrency
Artificial intelligence
fromZDNET
1 month ago

Meet your AI auditor: How this new job role monitors model behavior

AI auditors monitor and report on AI system behavior and output quality, similar to financial auditors but for artificial intelligence transactions rather than monetary ones.
#corporate-governance
fromComputerWeekly.com
1 month ago

College of Policing accounts 'disclaimed' by auditor for second year in wake of IT failure | Computer Weekly

The accounting watchdog said that, although there had been no new financial issues, it "disclaimed" the college's latest 2024-25 accounts because of the continuing "fallout" from financial reporting problems that resulted from a problematic IT project. "We were not able to provide a complete opinion on the opening position or in-year transactions for 2024-25, both of which are heavily derived from the closing position of the prior year," it added.
UK news
Real estate
fromwww.housingwire.com
1 month ago

How to Comply with FinCEN Without Break Your Operations (or Budget)

FinCEN's Residential Real Estate Rule, effective March 1, 2026, requires title and escrow teams to file file-by-file AML reports and embed compliance into core workflows.
Miscellaneous
fromIrish Independent
2 months ago

DAA expected to file affidavit today in boardroom rift with Kenny Jacobs

DAA lawyers will file a High Court affidavit responding to Kenny Jacobs' allegations as he seeks to lift his suspension, risking a deeper board rift.
Tech industry
fromBusiness Matters
2 months ago

The Role of Legal Tech in Enhancing Transparency for In-House Counsel and External Firms

Legal technology, especially contract management and document automation, increases operational efficiency and transparency, improving communication and trust between in-house counsel and external law firms.
fromSecurityWeek
1 month ago

Four Risks Boards Cannot Treat as Background Noise

Rather than stolen data making headlines, it was business stoppage that triggered attention. Moving into 2026, the board's focus should be on ensuring business continuity and building resilience in the face of emerging risks generated by AI usage and attack vectors, quantum computing and geopolitics.
Information security
Privacy technologies
fromTechCrunch
1 month ago

Complyance raises $20M to help companies manage risk and compliance | TechCrunch

Complyance uses AI agents to run continuous governance, risk, and data compliance checks for enterprises, automating manual audits and assessing vendor risk.
Miscellaneous
fromIrish Independent
2 months ago

At least 3.7m unaccounted for as liquidators appointed to investment firm

Provisional liquidators were appointed to Strand Investments & Finance Ltd (123 Financial Services) after suspected misappropriation left at least €3.7m unaccounted and clients affected.
fromBusiness Matters
2 months ago

Compliance Is the New Creative: Why Your Channel Partners Are Your Biggest Liability (and How to Fix It)

If your partner in Munich mishandles customer data, or your reseller in Paris uses a "black box" AI tool to generate deceptive ads, it isn't just their reputation on the line. It's yours. With the EU AI Act now in full swing and GDPR entering its "mature enforcement" era, the distance between a partner's mistake and your company's $20 million fine has never been shorter.
EU data protection
US politics
fromAxios
1 month ago

Integrity faces a critical moment of peril

Incentives across markets, media, sports, and politics increasingly reward ethical boundary-pushing and gaming systems, eroding trust and encouraging manufactured realities.
Careers
fromSlate Magazine
2 months ago

My Boss Tasked Me With Finding Out Who Has Been Stealing From the Company. He's Not Going to Like the Answer.

Tell the boss promptly, present ironclad written evidence, and protect a copy outside the office in case of retaliation.
fromFortune
2 months ago

As risk skyrockets, current and former CFOs are in demand for audit committees | Fortune

As audit committees confront a rapidly expanding risk landscape, their role in corporate governance is being reshaped. Boards have often turned to current and former CFOs as independent directors, particularly for audit committees, because of their ability to translate complex operational and financial realities into effective oversight.For example, this month, J. Michael Hansen, former EVP and CFO of Cintas Corporation, was appointed to the audit committee at Paychex.
Business
Philosophy
fromFast Company
2 months ago

Are you morally obligated to pay taxes?

Obeying laws and paying taxes is morally justified by civic duty, tacit consent, prevention of social harm, and benefits received from legal order.
US politics
fromBoston.com
1 month ago

State auditor sues Beacon Hill to force compliance with audit

State Auditor Diana DiZoglio sued to enforce voter-approved authority to audit the Massachusetts Legislature after legislative refusal and without Attorney General support.
fromFortune
2 months ago

ADM settles accounting scandal-can AI help prevent the next one? | Fortune

ADM announced on Tuesday that it has entered into a settlement agreement with the U.S. Securities and Exchange Commission (SEC) to resolve its investigation into ADM's prior reporting of inter-segment sales, without admitting or denying any wrongdoing. As part of the settlement, ADM agreed to pay a $40 million penalty. According to the SEC, ADM engaged in years of profit-shifting that made its star nutrition segment appear to meet ambitious growth targets, even as demand softened and margins declined.
Artificial intelligence
Business
fromHarvard Business Review
2 months ago

Where to Look for Ethical Risk Inside a Company

Unchecked integrity gaps—overlooked conflicts of interest, offensive behavior, or aggressive sales practices—can escalate into severe reputational and financial harm.
fromBusiness Insider
1 month ago

The Marines pulled off another clean audit. The rest of the US military still hasn't.

The Department of Defense, which was recently authorized to receive a new annual budget of nearly $840 billion a year and could see a substantial increase to $1.5 trillion under the current Trump administration, has consistently failed to pass an audit since audits became legally required for the military in 2018. Pentagon officials hope the military can get its books in order across the services and pass one by 2028.
US politics
Artificial intelligence
fromFast Company
1 month ago

Do you really know what 'agent' means? If not, you're putting your company at risk

The term 'AI agent' has been stretched to include many different systems, creating confusion that distorts public debate and hinders enterprise adoption and strategy.
Business
fromEntrepreneur
1 month ago

4 Audit Triggers To Avoid For Entrepreneurs and High Income Individuals

High-income taxpayers who file Schedule C or claim aggressive deductions face heightened IRS audit risk and must maintain accurate, consistent records to reduce exposure.
Law
fromBusline News
2 months ago

Dollars, Lawsuits & Culture: The Business Case For Relentless Inspections - Busline News

Relentless, disciplined vehicle inspections transform random mechanical failures into planned maintenance, reduce legal and regulatory risk, and protect profitability.
fromComputerworld
2 months ago

Should there be a financial penalty for ignoring IT?

To all employees, this company takes data protection very seriously. It has a material impact on our operations. The CIO and IT Director are in charge of those policies. If one of them comes to your business unit and gives you an instruction, take it as seriously as you would instructions from any other C-level, including myself. As of this date, know this: If you disregard or otherwise violate any IT instruction, you better pray that they are wrong.
Information security
Information security
fromwww.housingwire.com
2 months ago

Reducing risk: The importance of administrative access responsibilities

Clearly defined and strictly managed administrative access reduces cybersecurity risk while preserving operational efficiency in real estate, title insurance, and mortgage systems.
Business
fromThe Drum
2 months ago

The dos and don'ts of the M&A rulebook for agencies

M&A activity favors agencies that grew during COVID-19, with buyers seeking scalable, digitally capable firms and increased interest in APAC independents.
Information security
fromAbove the Law
2 months ago

Think You Are Covered? Better Read Your Cybersecurity Policy - Carefully - Above the Law

Cyber insurance often fails to fully protect organizations due to exclusions, leaving law firms particularly vulnerable without proper cybersecurity and coverage review.
Business
fromTheregister
2 months ago

Investors sue over Oracle's borrowing spree

Oracle bondholders allege that undisclosed plans for an additional $38 billion borrowing undermined the creditworthiness and value of the initial $18 billion bonds.
Business
fromFortune
1 month ago

The Epstein files reveal an alarming new normal for corporate America | Fortune

Corporate leaders face scrutiny and uneven consequences after Jeffrey Epstein files reveal contacts, prompting resignations while many associations lack proof of criminal conduct.
fromFortune
2 months ago

Activist investors are more dangerous to CEOs than ever. Here are 3 ways to safeguard your leadership | Fortune

As we kick off 2026, activist investor campaigns are no longer just prevalent; they are global, sophisticated, and have increasingly become an acute threat to corporate leadership. The escalating pressure is undeniable: Barclays data shows that activist investor campaigns hit a high last year - surpassing 2024 by 5% - with 32 CEOs resigning as a result (a record) - and showing no signs of slowing down.
Business
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