How do you start a brokerage firm with a clear path that actually works - London Business News | Londonlovesbusiness.com
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How do you start a brokerage firm with a clear path that actually works - London Business News | Londonlovesbusiness.com
"How do you start a brokerage firm begins with one simple decision: choosing the type of brokerage you want to run. Some choose a multi-asset setup, some focus only on FX, and some add CFDs or crypto. This is important because every model has different legal, financial, and operational needs. The next important thing that you need to do is to navigate licensing and compliance requirements with your model in mind."
"Every region has its own rules. Some are strict, some are flexible, and some require long waiting times. You need to define your target market and then check the licensing requirements for that region. Even if you start with a lighter setup, you must still follow compliance, AML, KYC, and auditing standards. This is where the question; How to start a forex business also connects because both follow similar regulatory paths."
Starting a brokerage requires first choosing a precise business model: multi-asset, FX-only, CFDs, or crypto, because each model imposes distinct legal, financial, and operational demands. Define target markets and verify regional licensing, compliance, AML, KYC, and auditing obligations before accepting clients. Build an operational framework covering risk management, trade execution, liquidity, reporting, customer support, and back-office processing. Assemble either an experienced internal team or vetted outsourced specialists for core functions. Select trading platforms, CRM, risk tools, and back-office systems that align with the chosen model and operational workflows to avoid costly mismatches.
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