Large firms seek to show FINRA remote work can work
Briefly

"They can definitely declare mission accomplished," said Jennifer Szaro, the chief compliance officer at XML Securities, regarding the industry's need for the remote inspections pilot program.
"It's a significant compliance burden that firms are working with, and the specific requirements were not something that people had to do during COVID, when remote work and remote inspections were ubiquitous," emphasized Sacks.
Read at Financial Planning
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